Key facts
- This page summarizes Rising Tide V, LLC's Form 4 filing for CITIC Capital Acquisition Corp..
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 11 Feb 2022, 05:16.
Rising Tide V, LLC - 08 Feb 2022 Form 4 Insider Report for CITIC Capital Acquisition Corp.
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 08 Feb 2022
- Net transaction value
- $0
- Reporting owner signature
- /s/ Josh Ridings, Director of Managing Member
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Rising Tide V, LLC filed Form 4 for CITIC Capital Acquisition Corp. on 11 Feb 2022.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
QNGYQ
transaction
Common Stock
Award
- Transaction value
- Shares
- +19,871,316
- Change %
- Price
- Shares after
- 19,871,316
- Date
- 08 Feb 2022
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
QNGYQ
transaction
Derivative
Common Stock Warrant (right to buy)
Award
- Transaction value
- Shares
- +4,731,078
- Change %
- Price
- Shares after
- 4,731,078
- Date
- 08 Feb 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,731,078
- Exercise price
- $0.0100
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Received pursuant the Agreement and Plan of Merger, dated as of June 21, 2021, as amended, by and among CITIC Capital Acquisition Corp. ("CCAC"), CITIC Capital Merger Sub Inc. ("Merger Sub") and Quanergy Systems, Inc., a Delaware corporation ("Legacy Quanergy") pursuant to which Merger Sub merged with and into Legacy Quanergy (the "Business Combination"), whereupon the separate existence of Merger Sub ceased and Legacy Quanergy was the surviving company and wholly owned subsidiary of CCAC which subsequently changed its name to Quanergy Systems, Inc. (the "Issuer").
Footnote F2
Immediately exercisable.
Footnote F3
Received in connection with the Business Combination in exchange for warrants to acquire 1,219,367 shares of common stock of Legacy Quanergy for $0.01 per share.