Key facts
- This page summarizes Scott R. Lyon's Form 4 filing for FARMER BROTHERS CO (FARM).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 15 Sep 2021, 17:47.
Scott R. Lyon - 13 Sep 2021 Form 4 Insider Report for FARMER BROTHERS CO (FARM)
- Reporting relationship
- Principal Accounting Officer
- Issuer ticker
- FARM
- Reported as of
- 13 Sep 2021
- Net transaction value
- $0
- Reporting owner signature
- Scott R. Lyon
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Scott R. Lyon filed Form 4 for FARMER BROTHERS CO (FARM) on 15 Sep 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FARM
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +6,256
- Change %
- +36%
- Price
- $0.000000
- Shares after
- 23,606
- Date
- 13 Sep 2021
- Ownership
- Direct
- Footnotes
- F1
FARM
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,532
- Date
- 13 Sep 2021
- Ownership
- Held in the Company's 401(k) Plan
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
FARM
transaction
Derivative
Cash-Settled Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +6,256
- Change %
- +72%
- Price
- $0.000000
- Shares after
- 14,956
- Date
- 13 Sep 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 6,256
- Exercise price
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Grant of restricted stock under the Farmer Bros. Co. 2017 Long-Term Incentive Plan (the "Plan"), granted on September 13, 2021 ("Grant Date"); the restricted vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares vest each year on the anniversary of the Grant Date ("Vesting Dates"), subject to continued employment with the Company through each Vesting Date and the acceleration provisions of the Plan and restricted stock grant agreement.
Footnote F2
The cash-settled restricted stock units will be settled solely in cash. Each cash-settled restricted stock unit is the economic equivalent of one share of common stock of the issuer.
Footnote F3
The cash-settled restricted stock units vest in three equal annual installments beginning one year from the transaction date.