Key facts
- This page summarizes Lee Einbinder's Form 4 filing for Finserv Acquisition Corp. II.
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 01 Feb 2023, 19:31.
Lee Einbinder - 30 Jan 2023 Form 4 Insider Report for Finserv Acquisition Corp. II
- Reporting relationship
- Chief Executive Officer, Director, 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 30 Jan 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 01 Feb 2023, 19:31:17 UTC
- Prior SEC filing
- 25 Nov 2022
- Next SEC filing
- 08 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Lee Einbinder, Authorized Signatory for FinServ Holdings II LLC
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Lee Einbinder filed Form 4 for Finserv Acquisition Corp. II on 01 Feb 2023.
Change
- Previous filing in this sequence was filed on 25 Nov 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FSRX
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- Shares
- +7,499,999
- Change %
- +937%
- Price
- Shares after
- 8,299,999
- Date
- 30 Jan 2023
- Ownership
- See footnote
- Footnotes
- F1, F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
FSRX
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- Shares
- -7,499,999
- Change %
- -100%
- Price
- Shares after
- 1
- Date
- 30 Jan 2023
- Ownership
- See footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 7,499,999
- Exercise price
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the issuer are convertible into an equal number of shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the issuer and have no expiration date. On January 30, 2023, the reporting person elected to convert 7,499,999 shares of their Class B Common Stock into shares of Class A Common Stock.
Footnote F2
Includes 800,000 shares of Class A Common Stock underlying units (each unit consisting of one share of Class A Common Stock and one quarter of one warrant, each whole warrant exercisable to purchase one share of Class A Common Stock) held by FinServ Holdings II LLC (the "Sponsor"), acquired pursuant in connection with the issuer's initial public offering. Does not include 1 share of Class B Common Stock, which will automatically convert into a share of Class A Common Stock at the time of the issuer's initial business combination on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights.
Footnote F3
The securities reported herein are held of record by the Sponsor. Lee Einbinder, the Chief Executive Officer and a director of the issuer, is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Einbinder may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Einbinder disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.