Jason Warnock - 01 Jan 2023 Form 3 Insider Report for Flora Growth Corp. (FLGC)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
3
Accepted by SEC
03 Jan 2023, 15:04:31 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Matthew Cohen as Attorney-in-Fact for Jason Warnock

Key filing fact

Jason Warnock filed Form 3 for Flora Growth Corp. (FLGC) on 03 Jan 2023.

Key facts

  • This page summarizes Jason Warnock's Form 3 filing for Flora Growth Corp. (FLGC).
  • 0 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 03 Jan 2023, 15:04.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FLGC holding

Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
335,801
Date
01 Jan 2023
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FLGC holding Derivative

Options (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jan 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
16,667
Exercise price
$5.20
Footnotes
F3
FLGC holding Derivative

Options (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jan 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
75,000
Exercise price
$2.04
Footnotes
F3
FLGC holding Derivative

Options (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jan 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
153,061
Exercise price
$0.6700
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

These Common Shares contain restricted share grants to the Reporting Person by the issuer as further described in footnote (2) below.

Footnote F2

The Common Shares reported include the following Restricted Common Shares (i) 102,040 shares which vest on July 5, 2023, (ii) 93,283 shares which vest on July 5, 2024 and (iii) 132,978 shares which vest on July 5, 2025.

Footnote F3

These options are immediately exercisable.

Footnote F4

These options shall vest if (i) the total shareholder return of the Issuer's Common Shares on the Nasdaq Capital Market exceeds the total shareholder return on the ETFMG Alternative Harvest ETF for the 12 months ended December 31, 2023, which shall be measured on December 31, 2023 or (ii) the total shareholder return of the Issuer's Common Shares on the Nasdaq Capital Market exceeds the total shareholder return on the ETFMG Alternative Harvest ETF for the 12 months ended December 31, 2024, which shall be measured on December 31, 2024.

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