Key facts
- This page summarizes Lance Brown's Form 4 filing for Harbor Custom Development, Inc..
- 0 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 24 Jul 2023, 17:12.
Lance Brown - 21 Jul 2023 Form 4 Insider Report for Harbor Custom Development, Inc.
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- N/A
- Reported as of
- 21 Jul 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 24 Jul 2023, 17:12:52 UTC
- Prior SEC filing
- 15 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Lance Brown
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Lance Brown filed Form 4 for Harbor Custom Development, Inc. on 24 Jul 2023.
Change
- Previous filing in this sequence was filed on 15 Jun 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HCDI
holding
Common Stock, no par value
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,353
- Date
- 21 Jul 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HCDI
holding
Derivative
Stock Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 0
- Date
- 21 Jul 2023
- Ownership
- Direct
- Underlying class
- Common Stock, no par value
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1
HCDI
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 0
- Date
- 21 Jul 2023
- Ownership
- Direct
- Underlying class
- Common Stock, no par value
- Underlying amount
- 0
- Exercise price
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Lance Brown is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
On June 13, 2023, Mr. Brown was granted 65,000 Incentive Stock Options pursuant to the Company's 2018 Equity Incentive Plan, and subject to a vesting schedule. As of the date of Mr. Brown's resignation, none of the options vested and therefore all 65,000 options were forfeited.
Footnote F2
On November 8, 2021 and May 26, 2022, Mr. Brown was granted 5,000 and 1,750 shares of common stock, respectively, pursuant to the 2020 Restricted Stock Plan. The vesting of such common stock was contingent on Mr. Brown's continued employment through each applicable vesting date. Following his resignation on July 21, 2023, the remaining 3,667 unvested shares were forfeited.
SEC remarks
Effective July 21, 2023, Mr. Brown resigned as Chief Financial Officer. He is voluntarily filing this Form 4 to indicate that he is no longer subject to Section 16 of the Securities Exchange Act of 1934, as amended.