Key facts
- This page summarizes Sterling Griffin's Form 4 filing for Harbor Custom Development, Inc..
- 0 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 14 Jul 2023, 12:28.
Sterling Griffin - 12 Jul 2023 Form 4 Insider Report for Harbor Custom Development, Inc.
- Reporting relationship
- President/CEO, Director
- Issuer ticker
- N/A
- Reported as of
- 12 Jul 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 14 Jul 2023, 12:28:41 UTC
- Prior SEC filing
- 31 May 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Sterling Griffin
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Sterling Griffin filed Form 4 for Harbor Custom Development, Inc. on 14 Jul 2023.
Change
- Previous filing in this sequence was filed on 31 May 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HCDI
holding
Common Stock, no par value
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 136,778
- Date
- 12 Jul 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HCDI
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 0
- Date
- 12 Jul 2023
- Ownership
- Direct
- Underlying class
- Common Stock, no par value
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1
HCDI
holding
Derivative
Stock Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,379
- Date
- 12 Jul 2023
- Ownership
- Direct
- Underlying class
- Common Stock, no par value
- Underlying amount
- 4,379
- Exercise price
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Sterling Griffin is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
On May 26, 2022, Mr. Griffin was granted 5,000 shares of common stock pursuant to the 2020 Restricted Stock Plan, whereby 1/3 of the shares of common stock vest on each anniversary until May 26, 2025. Such vesting was contingent on Mr. Griffin's continued employment through each applicable vesting date. Following his resignation on July 12, 2023, the remaining 3,333 unvested shares were forfeited.
Footnote F2
On December 31, 2018 and October 13, 2020, Mr. Griffin was granted 3,379 and 1,000 Incentive Stock Options, respectively, pursuant to the Company's 2018 Equity Incentive Plan, all of which are fully vested as of the date of this report. Pursuant to the terms of the grants, Mr. Griffin has three months following the date of his resignation to exercise his options.
SEC remarks
Effective July 12, 2023, Mr. Griffin resigned as President, Chief Executive Officer, and Director. He is voluntarily filing this Form 4 to indicate that he is no longer subject to Section 16 of the Securities Exchange Act of 1934, as amended.