Key facts
- This page summarizes David Appel's Form 4 filing for CARRIER GLOBAL Corp (CARR).
- 8 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 06 Aug 2021, 07:20.
David Appel - 04 Aug 2021 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)
- Reporting relationship
- President, Refrigeration
- Issuer ticker
- CARR
- Reported as of
- 04 Aug 2021
- Net transaction value
- -$1,965,582
- Reporting owner signature
- /s/ William Langston as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
David Appel filed Form 4 for CARRIER GLOBAL Corp (CARR) on 06 Aug 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$1,965,582.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CARR
transaction
Common Stock
Options Exercise
- Transaction value
- $731,088
- Shares
- +38,867
- Change %
- +95%
- Price
- $18.81
- Shares after
- 79,938
- Date
- 04 Aug 2021
- Ownership
- Direct
- Footnotes
- F1
CARR
transaction
Common Stock
Options Exercise
- Transaction value
- $150,686
- Shares
- +10,725
- Change %
- +13%
- Price
- $14.05
- Shares after
- 90,663
- Date
- 04 Aug 2021
- Ownership
- Direct
- Footnotes
- F1
CARR
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $150,650
- Shares
- -2,620
- Change %
- -2.9%
- Price
- $57.50
- Shares after
- 88,043
- Date
- 04 Aug 2021
- Ownership
- Direct
CARR
transaction
Common Stock
Sale
- Transaction value
- $465,048
- Shares
- -8,105
- Change %
- -9.2%
- Price
- $57.38
- Shares after
- 79,938
- Date
- 04 Aug 2021
- Ownership
- Direct
- Footnotes
- F2
CARR
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $730,998
- Shares
- -12,713
- Change %
- -16%
- Price
- $57.50
- Shares after
- 67,225
- Date
- 04 Aug 2021
- Ownership
- Direct
CARR
transaction
Common Stock
Sale
- Transaction value
- $1,500,662
- Shares
- -26,154
- Change %
- -39%
- Price
- $57.38
- Shares after
- 41,071
- Date
- 04 Aug 2021
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CARR
transaction
Derivative
Stock Appreciation Right
Options Exercise
- Transaction value
- $0
- Shares
- -10,725
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 04 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 10,725
- Exercise price
- $14.05
CARR
transaction
Derivative
Stock Appreciation Right
Options Exercise
- Transaction value
- $0
- Shares
- -38,867
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 04 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 38,867
- Exercise price
- $18.81
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
Footnote F2
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $57.275 to $57.49 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.