Key facts
- This page summarizes Sachin Goel's Form 4 filing for MIDWEST HOLDING INC..
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 15 Nov 2021, 12:52.
Sachin Goel - 11 Nov 2021 Form 4 Insider Report for MIDWEST HOLDING INC.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 11 Nov 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 15 Nov 2021, 12:52:12 UTC
- Next SEC filing
- 02 Aug 2022
- Source filing
- View source filing
- Reporting owner signature
- Sachin Goel
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Sachin Goel filed Form 4 for MIDWEST HOLDING INC. on 15 Nov 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
MDWT
transaction
Voting Common Stock
Award
- Transaction value
- $0
- Shares
- +727
- Change %
- Price
- $0.000000
- Shares after
- 727
- Date
- 11 Nov 2021
- Ownership
- Direct
- Footnotes
- F1
MDWT
holding
Voting Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,444
- Date
- 11 Nov 2021
- Ownership
- Indirect
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
MDWT
holding
Derivative
Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 100
- Date
- 11 Nov 2021
- Ownership
- Direct
- Underlying class
- Voting Common Stock
- Underlying amount
- 100
- Exercise price
- $25.00
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The reported shares underlie a restricted stock unit award which vests on the earlier of the first anniversary of its date of grant and the next date of the annual meeting of stockholders, subject to the terms of the restricted stock unit agreement and the Issuer's Long-Term Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of voting common stock of the Issuer.
Footnote F2
The shares were purchased by the Goel Family LTD Partnership II. The general partner is the reporting person's father and the reporting person is one of three limited partners. The reporting person disclaims beneficial ownership of the Midwest Holding Inc. voting common stock held by the limited partnership except to the extent of his pecuniary interest therein.
Footnote F3
33 shares became exercisable on July 17, 2021, and the remaining 67 shares will become exercisable on July 17, 2023.