Dr. Jon Hayashida - 10 May 2021 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
12 May 2021, 17:05:20 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Samuel Gesten as attorney-in-fact for Dr. Jon Hayashida

Key filing fact

Dr. Jon Hayashida filed Form 4 for STAAR SURGICAL CO (STAA) on 12 May 2021.

Key facts

  • This page summarizes Dr. Jon Hayashida's Form 4 filing for STAAR SURGICAL CO (STAA).
  • 10 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 12 May 2021, 17:05.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$1,036,156.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

STAA transaction

Common Stock

Sale

Transaction value
$168,922
Shares
-1,349
Change %
-14%
Price
$125.22
Shares after
8,342
Date
10 May 2021
Ownership
Direct
Footnotes
F1
STAA transaction

Common Stock

Options Exercise

Transaction value
$116,280
Shares
+7,200
Change %
+86%
Price
$16.15
Shares after
15,542
Date
10 May 2021
Ownership
Direct
STAA transaction

Common Stock

Options Exercise

Transaction value
$75,513
Shares
+2,534
Change %
+16%
Price
$29.80
Shares after
18,076
Date
10 May 2021
Ownership
Direct
STAA transaction

Common Stock

Options Exercise

Transaction value
$124,563
Shares
+3,462
Change %
+19%
Price
$35.98
Shares after
21,538
Date
10 May 2021
Ownership
Direct
STAA transaction

Common Stock

Options Exercise

Transaction value
$152,048
Shares
+5,523
Change %
+26%
Price
$27.53
Shares after
27,061
Date
10 May 2021
Ownership
Direct
STAA transaction

Common Stock

Sale

Transaction value
$1,335,639
Shares
-10,760
Change %
-40%
Price
$124.13
Shares after
16,301
Date
10 May 2021
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

STAA transaction Derivative

Common Stock Options

Options Exercise

Transaction value
$0
Shares
-7,200
Change %
-100%
Price
$0.000000*
Shares after
0
Date
10 May 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,200
Exercise price
$16.15
Footnotes
F3
STAA transaction Derivative

Common Stock Options

Options Exercise

Transaction value
$0
Shares
-2,534
Change %
-77%
Price
$0.000000
Shares after
750
Date
10 May 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,534
Exercise price
$29.80
Footnotes
F4
STAA transaction Derivative

Common Stock Options

Options Exercise

Transaction value
$0
Shares
-3,462
Change %
-29%
Price
$0.000000
Shares after
8,564
Date
10 May 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,462
Exercise price
$35.98
Footnotes
F5
STAA transaction Derivative

Common Stock Options

Options Exercise

Transaction value
$0
Shares
-5,523
Change %
-36%
Price
$0.000000
Shares after
9,774
Date
10 May 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,523
Exercise price
$27.53
Footnotes
F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.02 to $135.64, inclusive.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.85 to $135.64, inclusive.

Footnote F3

The options granted become exercisable as follows: 1/3 on 3/15/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/15/2028.

Footnote F4

The options granted become exercisable as follows: 1/3 on 6/14/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 6/14/2028.

Footnote F5

The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/14/2022.

Footnote F6

The options granted become exercisable as follows: 1/3 on 3/20/2021 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/20/2023.

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