Key facts
- This page summarizes Joseph D. Finney's Form 4 filing for BRP Group, Inc. (BWIN).
- 8 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 09 Aug 2022, 16:45.
Joseph D. Finney - 01 Apr 2021 Form 4 Insider Report for BRP Group, Inc. (BWIN)
- Reporting relationship
- Member of 10% Owner Group
- Issuer ticker
- BWIN
- Reported as of
- 01 Apr 2021
- Net transaction value
- -$1,500
- Reporting owner signature
- /s/ Seth Cohen, as attorney-in-fact for Joseph D. Finney
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Joseph D. Finney filed Form 4 for BRP Group, Inc. (BWIN) on 09 Aug 2022.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$1,500.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BRP
transaction
Class A Common Stock
Other
- Transaction value
- $0
- Shares
- +923
- Change %
- +2.6%
- Price
- $0.000000
- Shares after
- 35,923
- Date
- 01 Apr 2021
- Ownership
- Direct
- Footnotes
- F1
BRP
transaction
Class A Common Stock
Gift
- Transaction value
- $0
- Shares
- -35,000
- Change %
- -97%
- Price
- $0.000000
- Shares after
- 923
- Date
- 06 Dec 2021
- Ownership
- Direct
- Footnotes
- F2
BRP
transaction
Class A Common Stock
Gift
- Transaction value
- $0
- Shares
- +35,000
- Change %
- Price
- $0.000000
- Shares after
- 35,000
- Date
- 06 Dec 2021
- Ownership
- By Trust
- Footnotes
- F2
BRP
transaction
Class A Common Stock
Tax liability
- Transaction value
- $1,500
- Shares
- -54
- Change %
- -5.9%
- Price
- $27.77
- Shares after
- 869
- Date
- 01 Apr 2022
- Ownership
- Direct
- Footnotes
- F3
BRP
transaction
Class B Common Stock
Gift
- Transaction value
- $0
- Shares
- -337,852
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 05 Aug 2022
- Ownership
- Direct
BRP
transaction
Class B Common Stock
Gift
- Transaction value
- $0
- Shares
- +337,852
- Change %
- Price
- $0.000000
- Shares after
- 337,852
- Date
- 05 Aug 2022
- Ownership
- By Trust
- Footnotes
- F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BRP
transaction
Derivative
LLC Units in Baldwin Risk Partners, LLC
Gift
- Transaction value
- $0
- Shares
- -337,852
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 05 Aug 2022
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 337,852
- Exercise price
- $0.000000
- Footnotes
- F5
BRP
transaction
Derivative
LLC Units in Baldwin Risk Partners, LLC
Gift
- Transaction value
- $0
- Shares
- +337,852
- Change %
- Price
- $0.000000
- Shares after
- 337,852
- Date
- 05 Aug 2022
- Ownership
- By Trust
- Underlying class
- Class A Common Stock
- Underlying amount
- 337,852
- Exercise price
- $0.000000
- Footnotes
- F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
The 923 shares of BRP Group, Inc.'s (the "Company") Class A common stock, par value $0.01 per share (the "Class A Common Stock") vest in four equal annual installments. Due to an administrative error, the reporting person inadvertently failed to file the required report pursuant to Section 16 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), with respect to the acquisition of Class A Common Stock.
Footnote F2
On December 6, 2021, the reporting person gifted 35,000 shares of the Company's Class A Common Stock to the Joseph D. Finney Revocable Trust u/a/d 10/12/21 (the "Trust"), of which his wife and children are beneficiaries. Due to an administrative error, the reporting person inadvertently failed to file the required report pursuant to Section 16 under the Exchange Act, with respect to the gift. The reporting person disclaims beneficial ownership of the securities in the Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.
Footnote F3
Represents shares of the Company's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 231 shares of Class A Common Stock. Due to an administrative error, the reporting person inadvertently failed to file the required report pursuant to Section 16 under the Exchange Act with respect to the withholding of Class A Common Stock.
Footnote F4
On August 5, 2022, the reporting person gifted 337,852 shares of the Company's Class B common stock, par value $0.0001 per share, to the Trust. The reporting person disclaims beneficial ownership of the securities in the Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 under the Exchange Act or any other purpose.
Footnote F5
Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.