Michael I. McLaughlin - 09 Dec 2022 Form 4 Insider Report for FAIR ISAAC CORP (FICO)

Reporting relationship: Executive Vice President & CFO
Issuer ticker: FICO
Reported as of: 09 Dec 2022
Net transaction value: -$3,783,171
SEC form: 4
Accepted by SEC: 13 Dec 2022, 18:04:39 UTC
Prior SEC filing: 07 Dec 2022
Next SEC filing: 25 Jan 2023
Source filing: View source filing
Reporting owner signature: /s/ Carrie H. Darling, Attorney-in-fact

Key filing fact

Michael I. McLaughlin filed Form 4 for FAIR ISAAC CORP (FICO) on 13 Dec 2022.

Key facts

This page summarizes Michael I. McLaughlin's Form 4 filing for FAIR ISAAC CORP (FICO).
12 reported transactions and 10 derivative rows are listed below.
Accepted by SEC: 13 Dec 2022, 18:04.

Change

Previous filing in this sequence was filed on 07 Dec 2022.
Current net transaction value: -$3,783,171.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FICO transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +11,382
Change %: +199%
Price: $0.000000
Shares after: 17,088
Date: 10 Dec 2022
Ownership: Direct

FICO transaction

Common Stock

Tax liability

Transaction value: $3,783,171
Shares: -6,147
Change %: -36%
Price: $615.45
Shares after: 10,941
Date: 10 Dec 2022
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FICO transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +3,116
Change %
Price: $0.000000
Shares after: 3,116
Date: 09 Dec 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,116
Exercise price
Footnotes: F2, F3, F7

FICO transaction Derivative

Market Share Units

Options Exercise

Transaction value: $0
Shares: -1,196
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 10 Dec 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,196
Exercise price
Footnotes: F3, F4

FICO transaction Derivative

Market Share Units

Options Exercise

Transaction value: $0
Shares: -1,029
Change %: -51%
Price: $0.000000
Shares after: 971
Date: 10 Dec 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,029
Exercise price
Footnotes: F3, F4

FICO transaction Derivative

Market Share Units

Options Exercise

Transaction value: $0
Shares: -2,378
Change %: -50%
Price: $0.000000
Shares after: 2,378
Date: 10 Dec 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,378
Exercise price
Footnotes: F3, F4

FICO transaction Derivative

Performance Share Units

Options Exercise

Transaction value: $0
Shares: -650
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 10 Dec 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 650
Exercise price
Footnotes: F3, F5, F6

FICO transaction Derivative

Performance Share Units

Options Exercise

Transaction value: $0
Shares: -1,942
Change %: -50%
Price: $0.000000
Shares after: 1,942
Date: 10 Dec 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,942
Exercise price
Footnotes: F3, F5, F6

FICO transaction Derivative

Performance Share Units

Options Exercise

Transaction value: $0
Shares: -2,323
Change %: -33%
Price: $0.000000
Shares after: 4,644
Date: 10 Dec 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,323
Exercise price
Footnotes: F3, F5, F6

FICO transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -244
Change %: -50%
Price: $0.000000
Shares after: 243
Date: 10 Dec 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 244
Exercise price
Footnotes: F2, F3, F7

FICO transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -728
Change %: -33%
Price: $0.000000
Shares after: 1,456
Date: 10 Dec 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 728
Exercise price
Footnotes: F2, F3, F7

FICO transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -892
Change %: -25%
Price: $0.000000
Shares after: 2,675
Date: 10 Dec 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 892
Exercise price
Footnotes: F2, F3, F7

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

Shares withheld by Company for payment of taxes due at vesting from earned market share units, earned performance share units and restricted stock units.

Footnote F2

Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.

Footnote F3

No expiration date.

Footnote F4

Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.

Footnote F5

Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.

Footnote F6

The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.

Footnote F7

The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.