Key facts
- This page summarizes Andy Yong's Form 4 filing for Apex Technology Acquisition Corp (AVPT).
- 3 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 06 Jul 2021, 16:56.
Andy Yong - 01 Jul 2021 Form 4 Insider Report for Apex Technology Acquisition Corp (AVPT)
- Reporting relationship
- Chief Investment Officer
- Issuer ticker
- AVPT
- Reported as of
- 01 Jul 2021
- Net transaction value
- $0
- Reporting owner signature
- /s/ Brian Leaf, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Andy Yong filed Form 4 for Apex Technology Acquisition Corp (AVPT) on 06 Jul 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AVPT
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +4,759
- Change %
- Price
- $0.000000
- Shares after
- 4,759
- Date
- 01 Jul 2021
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AVPT
transaction
Derivative
StockOption (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +412,843
- Change %
- Price
- $0.000000
- Shares after
- 412,843
- Date
- 01 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 412,843
- Exercise price
- $3.90
- Footnotes
- F3
AVPT
transaction
Derivative
Stock Option (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +65,185
- Change %
- Price
- $0.000000
- Shares after
- 65,185
- Date
- 01 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 65,185
- Exercise price
- $3.90
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Received on July 1, 2021 pursuant to that certain Business Combination Agreement and Plan of Reorganization ("BCA"), dated as of November 23, 2020, as amended on December 30, 2020, March 8, 2021 and May 18, 2021, by and among Apex Technology Acquisition Corporation ("Apex"), Athena Technology Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Apex, Athena Technology Merger Sub 2, LLC, a Delaware limited liability company and a wholly-owned subsidiary of Apex and AvePoint, Inc. a Delaware corporation ("Former AvePoint") in exchange for Former AvePoint shares.
Footnote F2
The BCA provides that the former stockholders of Former AvePoint will receive additional shares of the Issuer's Common Stock if the Issuer's closing share price equals or exceeds $12.50, $15.00 and $17.50 for any 20 trading days within any consecutive 30-trading day period prior to July 1, 2028. The Reporting Person's right to receive additional shares pursuant to this earn-out became fixed and irrevocable on July 1, 2021, the effective date of the merger.
Footnote F3
25% of the shares underlying this option will vest on August 12, 2021; the remaining options vest and become exercisable in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date.
Footnote F4
This option is fully vested and immediately exercisable.