Key facts
- This page summarizes FinTech Investor Holdings IV, LLC's Form 4 filing for Perella Weinberg Partners (PWP).
- 5 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 28 Jun 2021, 21:51.
FinTech Investor Holdings IV, LLC - 24 Jun 2021 Form 4 Insider Report for Perella Weinberg Partners (PWP)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- PWP
- Reported as of
- 24 Jun 2021
- Net transaction value
- +$1,305
- Reporting owner signature
- /s/ Amanda Abrams, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
FinTech Investor Holdings IV, LLC filed Form 4 for Perella Weinberg Partners (PWP) on 28 Jun 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: +$1,305.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PWP
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +2,340,221
- Change %
- +384%
- Price
- $0.000000
- Shares after
- 2,950,221
- Date
- 24 Jun 2021
- Ownership
- Direct
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PWP
transaction
Derivative
Class B Common Stock
Purchase
- Transaction value
- $1,305
- Shares
- +130,496
- Change %
- +5.1%
- Price
- $0.0100*
- Shares after
- 2,670,496
- Date
- 24 Jun 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 130,496
- Exercise price
- Footnotes
- F4
PWP
transaction
Derivative
Class B Common Stock
Disposed to Issuer
- Transaction value
- $0
- Shares
- -330,275
- Change %
- -12%
- Price
- $0.000000
- Shares after
- 2,340,221
- Date
- 24 Jun 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 330,275
- Exercise price
- Footnotes
- F1, F2
PWP
transaction
Derivative
Class B Common Stock
Options Exercise
- Transaction value
- Shares
- -2,340,221
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 24 Jun 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 2,340,221
- Exercise price
- Footnotes
- F3
PWP
transaction
Derivative
Warrants
Award
- Transaction value
- Shares
- +203,333
- Change %
- Price
- Shares after
- 203,333
- Date
- 24 Jun 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 203,333
- Exercise price
- $11.50
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
FinTech Investor Holdings IV, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 5 footnotes
Footnote F1
On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC.
Footnote F2
(Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination.
Footnote F3
In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock.
Footnote F4
Represents shares transferred from Masala to the reporting person pursuant to certain side letters by and among certain members of the reporting person and Masala.
Footnote F5
Upon consummation of the Business Combination, the warrants to purchase shares of Class A Common Stock of the Issuer became exercisable 30 days thereafter.