Key facts
- This page summarizes Gotham Green Partners LLC's Form 4 filing for MedMen Enterprises, Inc..
- 6 reported transactions and 6 derivative rows are listed below.
- Accepted by SEC: 08 Mar 2022, 14:43.
Gotham Green Partners LLC - 04 Mar 2022 Form 4 Insider Report for MedMen Enterprises, Inc.
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 04 Mar 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 08 Mar 2022, 14:43:59 UTC
- Prior SEC filing
- 01 Sep 2021
- Next SEC filing
- 28 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jason Adler, Managing Member
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Gotham Green Partners LLC filed Form 4 for MedMen Enterprises, Inc. on 08 Mar 2022.
Change
- Previous filing in this sequence was filed on 01 Sep 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
MMNFF
transaction
Derivative
Top-Up Warrant
Other
- Transaction value
- $0
- Shares
- +31,355
- Change %
- Price
- $0.000000
- Shares after
- 31,355
- Date
- 04 Mar 2022
- Ownership
- By Gotham Green Fund 1 HoldCo, LLC
- Underlying class
- Class B Subordinate Voting Shares
- Underlying amount
- 31,355
- Exercise price
- $0.1615
- Footnotes
- F1, F2, F3, F4
MMNFF
transaction
Derivative
Top-Up Warrant
Other
- Transaction value
- $0
- Shares
- +125,439
- Change %
- Price
- $0.000000
- Shares after
- 125,439
- Date
- 04 Mar 2022
- Ownership
- By Gotham Green Fund 1 (Q) HoldCo, LLC
- Underlying class
- Class B Subordinate Voting Shares
- Underlying amount
- 125,439
- Exercise price
- $0.1615
- Footnotes
- F1, F2, F3, F4
MMNFF
transaction
Derivative
Top-Up Warrant
Other
- Transaction value
- $0
- Shares
- +57,859
- Change %
- Price
- $0.000000
- Shares after
- 57,859
- Date
- 04 Mar 2022
- Ownership
- By Gotham Green Fund II HoldCo, LLC
- Underlying class
- Class B Subordinate Voting Shares
- Underlying amount
- 57,859
- Exercise price
- $0.1615
- Footnotes
- F1, F2, F3, F4
MMNFF
transaction
Derivative
Top-Up Warrant
Other
- Transaction value
- $0
- Shares
- +336,757
- Change %
- Price
- $0.000000
- Shares after
- 336,757
- Date
- 04 Mar 2022
- Ownership
- By Gotham Green Fund II (Q) HoldCo, LLC
- Underlying class
- Class B Subordinate Voting Shares
- Underlying amount
- 336,757
- Exercise price
- $0.1615
- Footnotes
- F1, F2, F3, F4
MMNFF
transaction
Derivative
Top-Up Warrant
Other
- Transaction value
- $0
- Shares
- +565,890
- Change %
- Price
- $0.000000
- Shares after
- 565,890
- Date
- 04 Mar 2022
- Ownership
- By Gotham Green Partners SPV IV HoldCo, LLC
- Underlying class
- Class B Subordinate Voting Shares
- Underlying amount
- 565,890
- Exercise price
- $0.1615
- Footnotes
- F1, F2, F3, F4
MMNFF
transaction
Derivative
Top-Up Warrant
Other
- Transaction value
- $0
- Shares
- +354,827
- Change %
- Price
- $0.000000
- Shares after
- 354,827
- Date
- 04 Mar 2022
- Ownership
- By Gotham Green Partners SPV VI HoldCo, LLC
- Underlying class
- Class B Subordinate Voting Shares
- Underlying amount
- 354,827
- Exercise price
- $0.1615
- Footnotes
- F1, F2, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Top-Up Warrants exercisable for Class B Subordinate Voting Shares ("Shares") were issued by MedMen Enterprises Inc. ("MedMen") pursuant to the terms of the Fourth Amended and Restated Securities Purchase Agreement dated August 17, 2021 (the "Convertible Facility") in connection with the issuance of Shares by MedMen as part of the Sixth Modification to its Senior Secured Commercial Loan Agreement, which automatically triggered the right of holders of convertible notes issued under the Convertible Facility to be issued on an involuntary basis five-year warrants in order to maintain their pro rata ownership interest (on a partially diluted basis) in Shares.
Footnote F2
The Top-Up Warrants expire on the earlier of the date that is (i) February 2, 2027, and (ii) the date that is the later of (A) 90 days after the Triggering Event (as defined in the Convertible Facility), or (B) if later than the date determined pursuant to the immediately preceding clause (A), 90 days after the issuance of all Shares issued pursuant to the Top-Up Warrant Triggering Event (as defined therein).
Footnote F3
Gotham Green Partners, LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1, LLC is the general partner of Gotham Green Fund 1, L.P. and Gotham Green Fund 1 (Q), L.P. Gotham Green GP II, LLC is the general partner to Gotham Green Fund II, L.P. and Gotham Green Fund II (Q), L.P. Gotham Green Partners SPV IV GP, LLC is the general partner of Gotham Green Partners SPV IV, L.P., and Gotham Green Partners SPV VI GP, LLC is the general partner of Gotham Green Partners SPV VI, L.P. The Filer disclaims beneficial ownership of these securities except to the extent of the Filer's pecuniary interest therein.
Footnote F4
Amounts reported are held indirectly by the following funds: Gotham Green Fund 1, L.P, Gotham Green Fund 1 (Q), L.P., Gotham Green Fund II, L.P., Gotham Green Fund II (Q), L.P., Gotham Green Partners SPV IV, L.P. and Gotham Green Partners SPV VI, L.P. each of which is the sole member of the following entities, respectively: Gotham Green Fund 1 HoldCo, LLC, Gotham Green Fund 1 (Q) HoldCo, LLC, Gotham Green Fund II HoldCo, LLC, Gotham Green Fund II (Q) HoldCo, LLC, Gotham Green Partners SPV IV HoldCo, LLC, and Gotham Green Partners SPV VI HoldCo, LLC. See also footnote (3).