Tyson Rossi - 10 Jan 2022 Form 3 Insider Report for MedMen Enterprises, Inc.

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
3
Accepted by SEC
26 Jan 2022, 18:08:51 UTC
Source filing
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Reporting owner 1 detail
Reporting owner signature
/s/ Tyson Rossi

Key filing fact

Tyson Rossi filed Form 3 for MedMen Enterprises, Inc. on 26 Jan 2022.

Key facts

  • This page summarizes Tyson Rossi's Form 3 filing for MedMen Enterprises, Inc..
  • 0 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 26 Jan 2022, 18:08.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MMNFF holding

Class B Subordinate Voting Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
13,277
Date
10 Jan 2022
Ownership
Direct
Footnotes
F1
MMNFF holding

Class B Subordinate Voting Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
262,971
Date
10 Jan 2022
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MMNFF holding Derivative

Employee Stock Options (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
10 Jan 2022
Ownership
Direct
Underlying class
Class B Subordinate Voting Shares
Underlying amount
10,000
Exercise price
$1.99
Footnotes
F3, F4
MMNFF holding Derivative

Employee Stock Options (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
10 Jan 2022
Ownership
Direct
Underlying class
Class B Subordinate Voting Shares
Underlying amount
4,530
Exercise price
$0.1670
Footnotes
F3, F5
MMNFF holding Derivative

Employee Stock Options (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
10 Jan 2022
Ownership
Direct
Underlying class
Class B Subordinate Voting Shares
Underlying amount
66,213
Exercise price
$0.2814
Footnotes
F3, F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Represents restricted stock units ("RSUs"), granted 9/9/2020 pursuant to Issuer's 2018 Stock and Incentive Plan (the "Incentive Plan"), which vest annually over four years with 37.5% vesting on 6/30/2021 and 6/30/2023, and 12.5% vesting on 6/30/2022 and 6/30/24. RSUs are equivalent to Issuer's Class B Subordinate Voting Shares and may be settled solely by delivery of an equal number of Shares.

Footnote F2

Represents RSUs granted 8/29/2021 pursuant to the Incentive Plan, which vest annually over four years with 37.5% vesting on 6/30/2022 and 6/30/2024, and 12.5% vesting on 6/30/2023 and 6/30/25. RSUs are equivalent to Issuer's Class B Subordinate Voting Shares and may be settled solely by delivery of an equal number of Shares.

Footnote F3

Employee stock options (right to buy) ("Options") granted pursuant to the Incentive Plan.

Footnote F4

Options have an exercise price of CAN$2.64, which is equivalent to US$1.9858 at an exchange rate of 0.7522 as of the grant date.

Footnote F5

Options have an exercise price of CAN$0.22, which is equivalent to US$0.1670 at an exchange rate of 0.7591 as of the grant date.

Footnote F6

Options have an exercise price of CAN$0.355, which is equivalent to US$0.2814 at an exchange rate of 0.7925 as of the grant date.

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