Key facts
- This page summarizes Stonepeak GP Investors Holdings LP's Form 3 filing for AKUMIN INC..
- 0 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 06 Jul 2023, 21:55.
Stonepeak GP Investors Holdings LP - 26 Jun 2023 Form 3 Insider Report for AKUMIN INC.
- Reporting relationship
- Other*, 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 26 Jun 2023
- Net transaction value
- $0
- Reporting owner signature
- See Exhibit 99.1
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Stonepeak GP Investors Holdings LP filed Form 3 for AKUMIN INC. on 06 Jul 2023.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AKU
holding
Common Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,500,000
- Date
- 26 Jun 2023
- Ownership
- See Footnotes
- Footnotes
- F1, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AKU
holding
Derivative
Warrants (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 26 Jun 2023
- Ownership
- See Footnotes
- Underlying class
- Common Shares
- Underlying amount
- 17,114,093
- Exercise price
- $2.98
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
These Common Shares and Warrants are owned directly by Stonepeak Magnet Holdings LP ("Stonepeak Magnet"). Stonepeak Associates IV LLC is the sole general partner of Stonepeak Magnet. Stonepeak GP Investors IV LLC is the sole member of Stonepeak Associates IV LLC. Stonepeak GP Investors Holdings LP is the managing member of Stonepeak GP Investors IV LLC. Stonepeak GP Investors Upper Holdings LP is the general partner of Stonepeak GP Investors Holdings LP. Stonepeak GP Investors Holdings Manager LLC is the general partner of Stonepeak GP Investors Upper Holdings LP. Mr. Michael B. Dorrell is the sole member of Stonepeak GP Investors Holdings Manager LLC. . Mr. Michael B. Dorrell is the Chairman, Chief Executive Officer, co-founder and sole member of Stonepeak GP Investors Holdings Manager LLC.
Footnote F2
These Warrants are currently exercisable.
Footnote F3
Each of Stonepeak Magnet, Stonepeak Associates IV LLC, Stonepeak GP Investors IV LLC, and Mr. Dorrell previously reported their beneficial ownership of the securities reported herein.
SEC remarks
Exhibit 99.1: Additional Signatures. Solely for purposes of Section 16 of the Exchange Act, each of the Reporting Persons may be deemed to be a director-by-deputization by virtue of Stonepeak Magnet's contractual right to, based on its current ownership, designate a representative for election to the board of directors of the Issuer (the "Board"). James Wyper, Senior Managing Director with Stonepeak Infrastructure Partners, serves as the Board representative of Stonepeak Magnet.