Helen E. Gurholt - 04 May 2021 Form 4/A - Amendment Insider Report for SMITH A O CORP (AOS)

Reporting relationship: Vice President and Controller
Issuer ticker: AOS
Reported as of: 04 May 2021
Net transaction value: -$71,720
SEC form: 4/A - Amendment
Accepted by SEC: 12 May 2021, 16:39:49 UTC
Original report date: 05 May 2021
Source filing: View source filing
Reporting owner signature: James F. Stern, Attorney-in-Fact for Helen E. Gurholt

Key filing fact

Helen E. Gurholt filed Form 4/A - Amendment for SMITH A O CORP (AOS) on 12 May 2021.

Key facts

This page summarizes Helen E. Gurholt's Form 4/A - Amendment filing for SMITH A O CORP (AOS).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 12 May 2021, 16:39.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: -$71,720.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AOS transaction

Common Stock

Options Exercise

Transaction value: $28,112
Shares: +1,400
Change %: +93%
Price: $20.08
Shares after: 2,903
Date: 04 May 2021
Ownership: Direct
Footnotes: F1

AOS transaction

Common Stock

Sale

Transaction value: $99,832
Shares: -1,400
Change %: -48%
Price: $71.31
Shares after: 1,503
Date: 04 May 2021
Ownership: Direct
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Ms. Gurholt is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 5 shares of Common Stock.

Footnote F2

The price in Column 4 is a weighted average price. The prices actually received range from $71.27 to $71.35. The reporting person has provided the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.