Key facts
- This page summarizes James I. Campbell's Form 4 filing for Coronado Global Resources Inc. (CODQL).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 02 Jun 2021, 13:41.
James I. Campbell - 15 Mar 2021 Form 4 Insider Report for Coronado Global Resources Inc. (CODQL)
- Reporting relationship
- President & COO
- Issuer ticker
- CODQL
- Reported as of
- 15 Mar 2021
- Net transaction value
- -$137,332
- Reporting owner signature
- /s/ Richard Rose, as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
James I. Campbell filed Form 4 for Coronado Global Resources Inc. (CODQL) on 02 Jun 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$137,332.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ASX:CRN
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +9,887
- Change %
- +33%
- Price
- $0.000000
- Shares after
- 39,887
- Date
- 15 Mar 2021
- Ownership
- Direct
- Footnotes
- F1, F2
ASX:CRN
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $137,332
- Shares
- -9,887
- Change %
- -25%
- Price
- $13.89*
- Shares after
- 30,000
- Date
- 15 Mar 2021
- Ownership
- Direct
- Footnotes
- F1, F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ASX:CRN
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -98,871
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 15 Mar 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 9,887
- Exercise price
- $0.000000
- Footnotes
- F1, F2, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Reflects cash settlement of Restricted Stock Units ("RSUs").
Footnote F2
Reflects 98,871 RSUs. Each RSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.
Footnote F3
The settlement was executed in cash based on the 30-day volume weighted open price of the CDIs to January 1, 2020, trading on the ASX, and as such the price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.
Footnote F4
The RSUs vested after the release of the audited full-year financial results of Coronado Global Resources Inc. (the "Issuer") for the fiscal year ended December 31, 2020. These RSUs were granted in lieu of a percentage of the reporting person's 2019 cash bonus pursuant to the Coronado Global Resources Inc. 2019 Short Term Incentive Plan.