Vichheka Heang - 01 Mar 2023 Form 4 Insider Report for SUNPOWER CORP

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
03 Mar 2023, 17:14:21 UTC
Prior SEC filing
02 Mar 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
By: Bette Tsien, as attorney-in-fact for Vichheka Heang

Key filing fact

Vichheka Heang filed Form 4 for SUNPOWER CORP on 03 Mar 2023.

Key facts

  • This page summarizes Vichheka Heang's Form 4 filing for SUNPOWER CORP.
  • 13 reported transactions and 6 derivative rows are listed below.
  • Accepted by SEC: 03 Mar 2023, 17:14.

Change

  • Previous filing in this sequence was filed on 02 Mar 2023.
  • Current net transaction value: -$128,956.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SPWR transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+4,547
Change %
+86%
Price
$0.000000
Shares after
9,863
Date
01 Mar 2023
Ownership
Direct
SPWR transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+9,257
Change %
+94%
Price
$0.000000
Shares after
19,120
Date
01 Mar 2023
Ownership
Direct
SPWR transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+4,197
Change %
+22%
Price
$0.000000
Shares after
23,317
Date
01 Mar 2023
Ownership
Direct
SPWR transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+1,072
Change %
+4.6%
Price
$0.000000
Shares after
24,389
Date
01 Mar 2023
Ownership
Direct
SPWR transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+400
Change %
+1.6%
Price
$0.000000
Shares after
24,789
Date
01 Mar 2023
Ownership
Direct
SPWR transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+4,953
Change %
+20%
Price
$0.000000
Shares after
29,742
Date
01 Mar 2023
Ownership
Direct
SPWR transaction

Common Stock

Tax liability

Transaction value
$128,956
Shares
-8,434
Change %
-28%
Price
$15.29
Shares after
21,308
Date
01 Mar 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SPWR transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value
$0
Shares
-4,547
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,547
Exercise price
Footnotes
F2, F3
SPWR transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value
$0
Shares
-9,257
Change %
-50%
Price
$0.000000
Shares after
9,259
Date
01 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
9,257
Exercise price
Footnotes
F2, F4
SPWR transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value
$0
Shares
-4,197
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,197
Exercise price
Footnotes
F2, F3
SPWR transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value
$0
Shares
-1,072
Change %
-33%
Price
$0.000000
Shares after
2,143
Date
01 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,072
Exercise price
Footnotes
F2, F5
SPWR transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value
$0
Shares
-400
Change %
-50%
Price
$0.000000
Shares after
401
Date
01 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
400
Exercise price
Footnotes
F2, F4
SPWR transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value
$0
Shares
-4,953
Change %
-25%
Price
$0.000000
Shares after
14,860
Date
01 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,953
Exercise price
Footnotes
F2, F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Disposition of shares exempt under Rule 16b-3 as payment of tax liability to the Issuer by delivery or withholding securities incident to vesting of restricted shares.

Footnote F2

Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Footnote F3

Fully vested.

Footnote F4

The remaining RSUs vest on March 1, 2024.

Footnote F5

The remaining RSUs vest in equal installments on March 1, 2024 and March 1, 2025.

Footnote F6

The remaining RSUs vest in equal installments on March 1, 2024, March 1, 2025 and March 1, 2026.

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