Geraldine McManus - 26 May 2021 Form 4 Insider Report for ENERGY FOCUS, INC/DE (EFOI)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
27 May 2021, 06:46:53 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Tod A. Nestor, as Attorney-in-Fact

Key filing fact

Geraldine McManus filed Form 4 for ENERGY FOCUS, INC/DE (EFOI) on 27 May 2021.

Key facts

  • This page summarizes Geraldine McManus's Form 4 filing for ENERGY FOCUS, INC/DE (EFOI).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 27 May 2021, 06:46.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

EFOI transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+10,000
Change %
+143%
Price
$0.000000
Shares after
17,000
Date
26 May 2021
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

EFOI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-10,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
26 May 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,000
Exercise price
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Restricted stock units convert into Common Stock on a one-for-one basis.

Footnote F2

On February 19, 2021, the reporting person was granted 10,000 restricted stock units that vested on May 26, 2021, the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date.

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