Key facts
- This page summarizes Eric R. Shirley's Form 4 filing for PATTERSON COMPANIES, INC. (PDCO).
- 2 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 06 Jul 2021, 16:39.
Eric R. Shirley - 01 Jul 2021 Form 4 Insider Report for PATTERSON COMPANIES, INC. (PDCO)
- Reporting relationship
- President-Patterson Dental
- Issuer ticker
- PDCO
- Reported as of
- 01 Jul 2021
- Net transaction value
- +$549,029
- SEC form
- 4
- Accepted by SEC
- 06 Jul 2021, 16:39:27 UTC
- Prior SEC filing
- 02 Jul 2021
- Source filing
- View source filing
- Reporting owner signature
- Les B. Korsh, by Power of Attorney
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Eric R. Shirley filed Form 4 for PATTERSON COMPANIES, INC. (PDCO) on 06 Jul 2021.
Change
- Previous filing in this sequence was filed on 02 Jul 2021.
- Current net transaction value: +$549,029.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PDCO
transaction
Common Stock
Award
- Transaction value
- $112,495
- Shares
- +3,656
- Change %
- +7%
- Price
- $30.77
- Shares after
- 55,567
- Date
- 01 Jul 2021
- Ownership
- Direct
- Footnotes
- F1, F2, F3, F4
PDCO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 623
- Date
- 01 Jul 2021
- Ownership
- By ESOP
- Footnotes
- F5
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PDCO
transaction
Derivative
Employee Stock Options
Award
- Transaction value
- $436,534
- Shares
- +14,187
- Change %
- Price
- $30.77
- Shares after
- 14,187
- Date
- 01 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 14,187
- Exercise price
- $30.77
- Footnotes
- F6, F7
PDCO
holding
Derivative
Employee Stock Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 24,780
- Date
- 01 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 24,780
- Exercise price
- $23.57
- Footnotes
- F8, F9
PDCO
holding
Derivative
Employee Stock Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 33,784
- Date
- 01 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 33,784
- Exercise price
- $22.25
- Footnotes
- F10, F11
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 11 footnotes
Footnote F1
Represents restricted stock units ("RSUs") awarded on 7/1/2021 to Reporting Person pursuant to the Patterson Companies, Inc. Amended and Restated 2015 Omnibus Incentive Plan ("Plan"). The RSUs awarded vest, assuming continued employment, 33.3% on 7/1/2022, 33.3% on 7/1/2023 and 33.4% on 7/1/2024.
Footnote F2
Includes 26,607 RSUs granted to Reporting Person pursuant to the Plan on 2/4/2019 as an inducement award granted pursuant to the Plan. The RSUs will vest, assuming continued employment, 100% on 2/4/2022.
Footnote F3
Includes 14,410 RSU equivalents attributable to the July 1, 2020 determination by the Compensation Committee that the performance criteria for the period of April 27, 2019 through April 25, 2020 applicable to non-derivative performance units issued on July 1, 2019 had been satisfied. Subject to continued employment of the Reporting Person through July 1, 2022, the RSU equivalents will automatically convert into shares of common stock.
Footnote F4
Includes an aggregate of 9,829 RSUs awarded to Reporting Person on 7/1/2019 and 7/14/2020 pursuant to the Plan. The RSUs vest contingent upon continued employment as follows: 5,056 units vest on 7/1/2022 and 4,773 units vest on 7/14/2023.
Footnote F5
Represents shares of common stock indirectly held by the Report Person's Employee Stock Ownership Plan (ESOP) account through May 21, 2021.
Footnote F6
Stock options granted pursuant to the Plan on 7/1/2021.
Footnote F7
Options are exercisable as follows: 33.3% on 7/1/2022, 33.3% on 7/1/2023 and 33.4% on 7/1/2024.
Footnote F8
Stock options granted pursuant to the Plan on 7/14/2020.
Footnote F9
Options are exercisable as follows: 33.3% on 7/14/2021, 33.3% on 7/14/2022 and 33.4% on 7/14/2023.
Footnote F10
Stock options granted pursuant to the Plan on 7/1/2019.
Footnote F11
Options are exercisable as follows: 33.3% on 7/1/2020, 33.3% on 7/1/2021 and 33.4% on 7/1/2022.