Key facts
- This page summarizes Nicole M. Freesemann's Form 4 filing for RAVEN INDUSTRIES INC.
- 11 reported transactions and 9 derivative rows are listed below.
- Accepted by SEC: 01 Dec 2021, 18:33.
Nicole M. Freesemann - 30 Nov 2021 Form 4 Insider Report for RAVEN INDUSTRIES INC
- Reporting relationship
- Vice President HR
- Issuer ticker
- N/A
- Reported as of
- 30 Nov 2021
- Net transaction value
- $0
- Reporting owner signature
- /s/ Nicole Freesemann
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Nicole M. Freesemann filed Form 4 for RAVEN INDUSTRIES INC on 01 Dec 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
RAVN
transaction
Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -3,047
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 30 Nov 2021
- Ownership
- Direct
- Footnotes
- F1
RAVN
transaction
Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -1,161
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 30 Nov 2021
- Ownership
- By spouse
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
RAVN
transaction
Derivative
Restricted Stock Units - 2019
Disposed to Issuer
- Transaction value
- Shares
- -1,658
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 30 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,658
- Exercise price
- Footnotes
- F1, F2, F4, F9
RAVN
transaction
Derivative
Restricted Stock Units - 2020
Disposed to Issuer
- Transaction value
- Shares
- -3,463
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 30 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,463
- Exercise price
- Footnotes
- F1, F2, F5, F10
RAVN
transaction
Derivative
Restricted Stock Units - 2021
Disposed to Issuer
- Transaction value
- Shares
- -1,949
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 30 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,949
- Exercise price
- Footnotes
- F1, F2, F11
RAVN
transaction
Derivative
Restricted Stock Units - 2019
Disposed to Issuer
- Transaction value
- Shares
- -3,316
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 30 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,316
- Exercise price
- Footnotes
- F1, F3, F6, F12
RAVN
transaction
Derivative
Restricted Stock Units - 2020
Disposed to Issuer
- Transaction value
- Shares
- -5,638
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 30 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 5,638
- Exercise price
- Footnotes
- F1, F3, F7, F13
RAVN
transaction
Derivative
Restricted Stock Units - 2021
Disposed to Issuer
- Transaction value
- Shares
- -3,898
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 30 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,898
- Exercise price
- Footnotes
- F1, F3, F8, F14
RAVN
transaction
Derivative
Restricted Stock Units - 2019
Disposed to Issuer
- Transaction value
- Shares
- -264
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 30 Nov 2021
- Ownership
- By spouse
- Underlying class
- Common Stock
- Underlying amount
- 264
- Exercise price
- Footnotes
- F1, F2, F9, F15
RAVN
transaction
Derivative
Restricted Stock Units - 2020
Disposed to Issuer
- Transaction value
- Shares
- -513
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 30 Nov 2021
- Ownership
- By spouse
- Underlying class
- Common Stock
- Underlying amount
- 513
- Exercise price
- Footnotes
- F1, F2, F10, F16
RAVN
transaction
Derivative
Restricted Stock Units - 2021
Disposed to Issuer
- Transaction value
- Shares
- -390
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 30 Nov 2021
- Ownership
- By spouse
- Underlying class
- Common Stock
- Underlying amount
- 390
- Exercise price
- Footnotes
- F1, F2, F11
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 16 footnotes
Footnote F1
Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger (the "Merger"), dated as of June 20, 2021, by and among Raven Industries, Inc. ("Raven"), CNH Industrial N.V. and CNH Industrial South Dakota, Inc., as it may be amended from time to time (the "Merger Agreement"). The shares of Raven Common Stock were converted in the Merger into the right to receive $58.00 in cash per share of Common Stock.
Footnote F2
Each Time-Based Restricted Stock Unit is the economic equivalent of one share of Raven Common Stock.
Footnote F3
Each Performance-Based Restricted Stock Unit is the economic equivalent of one share of Raven Common Stock.
Footnote F4
Includes 43 dividend equivalent units.
Footnote F5
Includes 42 dividend equivalent units.
Footnote F6
The target number of shares of Raven Common Stock was 1,615. Includes 43 dividend equivalent units.
Footnote F7
The target number of shares of Raven Common Stock was 3,421. Includes 42 dividend equivalent units.
Footnote F8
The target number of shares of Raven Common Stock was 1,949.
Footnote F9
The Time-based Restricted Stock Units become vested on the third anniversary of the effective date (April 5, 2019), provided that the Reporting Person remains continuously employed by Raven through such vesting date.
Footnote F10
The Time-based Restricted Stock Units become vested on the third anniversary of the effective date (April 6, 2020), provided that the Reporting Person remains continuously employed by Raven through such vesting date.
Footnote F11
The Time-based Restricted Stock Units become vested on the third anniversary of the effective date (April 5, 2021), provided that the Reporting Person remains continuously employed by Raven through such vesting date.
Footnote F12
Subject to the achievement of certain performance conditions, Performance-based Restricted Stock Units become vested on the third anniversary of the effective date (April 5, 2019), provided that the Reporting Person remains continuously employed by Raven through such vesting date.
Footnote F13
Subject to the achievement of certain performance conditions, Performance-based Restricted Stock Units become vested on the third anniversary of the effective date (April 6, 2020), provided that the Reporting Person remains continuously employed by Raven through such vesting date.
Footnote F14
Subject to the achievement of certain performance conditions, Performance-based Restricted Stock Units become vested on the third anniversary of the effective date (April 5, 2021), provided that the Reporting Person remains continuously employed by Raven through such vesting date.
Footnote F15
Includes 8 dividend equivalent units.
Footnote F16
Includes 6 dividend equivalent units.