Richard Hanks - 14 Jun 2021 Form 4 Insider Report for CLARIVATE Plc (CLVT)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
15 Jun 2021, 16:51:38 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Stephen Hartman, attorney-in-fact

Key filing fact

Richard Hanks filed Form 4 for CLARIVATE Plc (CLVT) on 15 Jun 2021.

Key facts

  • This page summarizes Richard Hanks's Form 4 filing for CLARIVATE Plc (CLVT).
  • 12 reported transactions and 5 derivative rows are listed below.
  • Accepted by SEC: 15 Jun 2021, 16:51.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$3,231,790.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CLVT transaction

Ordinary Shares

Options Exercise

Transaction value
$489,120
Shares
+73,997
Change %
+111%
Price
$6.61
Shares after
140,880
Date
14 Jun 2021
Ownership
Direct
CLVT transaction

Ordinary Shares

Options Exercise

Transaction value
$549,153
Shares
+52,854
Change %
+38%
Price
$10.39
Shares after
193,734
Date
14 Jun 2021
Ownership
Direct
CLVT transaction

Ordinary Shares

Options Exercise

Transaction value
$749,470
Shares
+52,854
Change %
+27%
Price
$14.18
Shares after
246,588
Date
14 Jun 2021
Ownership
Direct
CLVT transaction

Ordinary Shares

Options Exercise

Transaction value
$569,548
Shares
+31,712
Change %
+13%
Price
$17.96
Shares after
278,300
Date
14 Jun 2021
Ownership
Direct
CLVT transaction

Ordinary Shares

Options Exercise

Transaction value
$31,444
Shares
+4,757
Change %
+1.7%
Price
$6.61
Shares after
283,057
Date
14 Jun 2021
Ownership
Direct
CLVT transaction

Ordinary Shares

Tax liability

Transaction value
$2,388,802
Shares
-91,877
Change %
-32%
Price
$26.00
Shares after
191,180
Date
14 Jun 2021
Ownership
Direct
Footnotes
F1
CLVT transaction

Ordinary Shares

Sale

Transaction value
$3,231,722
Shares
-124,297
Change %
-65%
Price
$26.00
Shares after
66,883
Date
14 Jun 2021
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CLVT transaction Derivative

Stock Options

Options Exercise

Transaction value
$0
Shares
-73,997
Change %
-50%
Price
$0.000000
Shares after
73,997
Date
14 Jun 2021
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
73,997
Exercise price
$6.61
Footnotes
F2
CLVT transaction Derivative

Stock Options

Options Exercise

Transaction value
$0
Shares
-52,854
Change %
-50%
Price
$0.000000
Shares after
52,854
Date
14 Jun 2021
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
52,854
Exercise price
$10.39
Footnotes
F2
CLVT transaction Derivative

Stock Options

Options Exercise

Transaction value
$0
Shares
-52,854
Change %
-50%
Price
$0.000000
Shares after
52,854
Date
14 Jun 2021
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
52,854
Exercise price
$14.18
Footnotes
F2
CLVT transaction Derivative

Stock Options

Options Exercise

Transaction value
$0
Shares
-31,712
Change %
-50%
Price
$0.000000
Shares after
31,713
Date
14 Jun 2021
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
31,712
Exercise price
$17.96
Footnotes
F2
CLVT transaction Derivative

Stock Options

Options Exercise

Transaction value
$0
Shares
-4,757
Change %
-50%
Price
$0.000000
Shares after
4,756
Date
14 Jun 2021
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
4,757
Exercise price
$6.61
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents shares withheld for payment of exercise price.

Footnote F2

Represents the remaining un-exercised portion of a March 3, 2017 grant of stock options; the reported stock options became exercisable on November 30, 2020.

Footnote F3

Represents the remaining unexercised portion of a May 23, 2017 grant of stock options; 50% of the reported stock options became exercisable on each of October 3, 2020 and November 30, 2020.

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