Jeff Roy - 14 Jun 2021 Form 4 Insider Report for CLARIVATE Plc (CLVT)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
15 Jun 2021, 16:55:44 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Stephen Hartman, attorney-in-fact

Key filing fact

Jeff Roy filed Form 4 for CLARIVATE Plc (CLVT) on 15 Jun 2021.

Key facts

  • This page summarizes Jeff Roy's Form 4 filing for CLARIVATE Plc (CLVT).
  • 6 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 15 Jun 2021, 16:55.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$2,330,883.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CLVT transaction

Ordinary Shares

Options Exercise

Transaction value
$823,740
Shares
+79,282
Change %
+164%
Price
$10.39
Shares after
127,678
Date
14 Jun 2021
Ownership
Direct
CLVT transaction

Ordinary Shares

Options Exercise

Transaction value
$1,311,579
Shares
+92,495
Change %
+72%
Price
$14.18
Shares after
220,173
Date
14 Jun 2021
Ownership
Direct
CLVT transaction

Ordinary Shares

Tax liability

Transaction value
$2,135,354
Shares
-82,129
Change %
-37%
Price
$26.00
Shares after
138,044
Date
14 Jun 2021
Ownership
Direct
Footnotes
F1
CLVT transaction

Ordinary Shares

Sale

Transaction value
$2,330,848
Shares
-89,648
Change %
-65%
Price
$26.00
Shares after
48,396
Date
14 Jun 2021
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CLVT transaction Derivative

Stock Options

Options Exercise

Transaction value
$0
Shares
-79,282
Change %
-100%
Price
$0.000000*
Shares after
0
Date
14 Jun 2021
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
79,282
Exercise price
$10.39
Footnotes
F2
CLVT transaction Derivative

Stock Options

Options Exercise

Transaction value
$0
Shares
-92,495
Change %
-70%
Price
$0.000000
Shares after
39,641
Date
14 Jun 2021
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
92,495
Exercise price
$14.18
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents shares withheld for payment of exercise price.

Footnote F2

Represents the remaining portion of a September 5, 2017 grant of stock options; 33.3% of the reported stock options vested on July 1, 2020 and 66.7% of the reported stock options vested on November 30, 2020.

Footnote F3

Represents a September 5, 2017 grant of stock options; 20% became exercisable on each of July 1, 2018, July 1, 2019, and July 1, 2020 and 40% of the stock options became exercisable on November 30, 2020.

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