CASCADE INVESTMENT, L.L.C. - 16 Sep 2021 Form 3 Insider Report for Ginkgo Bioworks Holdings, Inc. (DNA)

Reporting relationship: 10%+ Owner
Issuer ticker: DNA
Reported as of: 16 Sep 2021
Net transaction value: $0
SEC form: 3
Accepted by SEC: 24 Sep 2021, 16:24:22 UTC
Prior SEC filing: 06 Aug 2021
Next SEC filing: 28 Sep 2021
Source filing: View source filing
Reporting owner signature: Cascade Investment, L.L.C. By: /s/ Alan Heuberger, Attorney-in-fact for Michael Larson, Business Manager

Key filing fact

CASCADE INVESTMENT, L.L.C. filed Form 3 for Ginkgo Bioworks Holdings, Inc. (DNA) on 24 Sep 2021.

Key facts

This page summarizes CASCADE INVESTMENT, L.L.C.'s Form 3 filing for Ginkgo Bioworks Holdings, Inc. (DNA).
0 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 24 Sep 2021, 16:24.

Change

Previous filing in this sequence was filed on 06 Aug 2021.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DNA holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 151,865,481
Date: 16 Sep 2021
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Includes 15,949,483 earn-out shares that will vest in four substantially equal installments if the issuer's Class A Common Stock achieves a price per share for any period of 20 trading days out of 30 consecutive trading days prior to September 16, 2026 that equals or exceeds the following thresholds: $12.50, $15.00, $17.50 and $20.00.

SEC remarks

Exhibit List: Exhibit 24.1 - Power of Attorney (Cascade Investment, L.L.C.); Exhibit 24.2 - Power of Attorney (William H. Gates III)