Key facts
- This page summarizes Erin L. Polek's Form 4 filing for QUALCOMM INC/DE (QCOM).
- 10 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 21 Nov 2022, 17:10.
Erin L. Polek - 20 Nov 2022 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)
- Reporting relationship
- SVP, Controller & CAO
- Issuer ticker
- QCOM
- Reported as of
- 20 Nov 2022
- Net transaction value
- -$540,078
- SEC form
- 4
- Accepted by SEC
- 21 Nov 2022, 17:10:20 UTC
- Prior SEC filing
- 21 Nov 2022
- Next SEC filing
- 21 Nov 2023
- Source filing
- View source filing
- Reporting owner signature
- By: Jon Russo, Attorney-in-Fact For: Erin L. Polek
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Erin L. Polek filed Form 4 for QUALCOMM INC/DE (QCOM) on 21 Nov 2022.
Change
- Previous filing in this sequence was filed on 21 Nov 2022.
- Current net transaction value: -$540,078.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
QCOM
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +1,425
- Change %
- Price
- $0.000000
- Shares after
- 1,425
- Date
- 20 Nov 2022
- Ownership
- Direct
QCOM
transaction
Common Stock
Tax liability
- Transaction value
- $61,058
- Shares
- -493
- Change %
- -35%
- Price
- $123.85
- Shares after
- 932
- Date
- 20 Nov 2022
- Ownership
- Direct
QCOM
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +927
- Change %
- +99%
- Price
- $0.000000
- Shares after
- 1,859
- Date
- 20 Nov 2022
- Ownership
- Direct
QCOM
transaction
Common Stock
Tax liability
- Transaction value
- $39,756
- Shares
- -321
- Change %
- -17%
- Price
- $123.85
- Shares after
- 1,538
- Date
- 20 Nov 2022
- Ownership
- Direct
QCOM
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +2,073
- Change %
- +135%
- Price
- $0.000000
- Shares after
- 3,611
- Date
- 20 Nov 2022
- Ownership
- Direct
QCOM
transaction
Common Stock
Tax liability
- Transaction value
- $88,800
- Shares
- -717
- Change %
- -20%
- Price
- $123.85
- Shares after
- 2,894
- Date
- 20 Nov 2022
- Ownership
- Direct
QCOM
transaction
Common Stock
Sale
- Transaction value
- $350,463
- Shares
- -2,894
- Change %
- -100%
- Price
- $121.10
- Shares after
- 0
- Date
- 21 Nov 2022
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
QCOM
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -1,426
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 20 Nov 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,426
- Exercise price
- Footnotes
- F2, F3
QCOM
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -927
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 1,855
- Date
- 20 Nov 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 927
- Exercise price
- Footnotes
- F2, F4
QCOM
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -2,074
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 4,150
- Date
- 20 Nov 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,074
- Exercise price
- Footnotes
- F2, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
The transaction was conducted under a Rule 10b5-1 trading plan.
Footnote F2
Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
Footnote F3
These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2020, 2021 and 2022.
Footnote F4
The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter.
Footnote F5
The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter.