Sarah M. Kauss - 02 Jun 2022 Form 4 Insider Report for CarLotz, Inc.

Reporting relationship: Director
Issuer ticker: N/A
Reported as of: 02 Jun 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 06 Jun 2022, 21:46:00 UTC
Prior SEC filing: 05 Apr 2022
Next SEC filing: 06 Jun 2022
Source filing: View source filing
Reporting owner signature: /s/ Rebecca C. Polak as attorney-in-fact for Ms. Kauss

Key filing fact

Sarah M. Kauss filed Form 4 for CarLotz, Inc. on 06 Jun 2022.

Key facts

This page summarizes Sarah M. Kauss's Form 4 filing for CarLotz, Inc..
3 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 06 Jun 2022, 21:46.

Change

Previous filing in this sequence was filed on 05 Apr 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LOTZ transaction

Class A Common Stock

Options Exercise

Transaction value: $0
Shares: +24,770
Change %: +469%
Price: $0.000000
Shares after: 30,049
Date: 02 Jun 2022
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LOTZ transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -24,770
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 02 Jun 2022
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 24,770
Exercise price
Footnotes: F2, F3

LOTZ transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +217,665
Change %
Price: $0.000000
Shares after: 217,665
Date: 02 Jun 2022
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 217,665
Exercise price
Footnotes: F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

These shares of Class A common stock reflect the settlement of Restricted Stock Units of the Issuer on June 2, 2022. Each Restricted Stock Unit is convertible into a share of Class A common stock on a 1-for-1 basis.

Footnote F2

Each Restricted Stock Unit represents a contingent right to receive one share of Class A common stock.

Footnote F3

These Restricted Stock Units vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders following the date of grant and (ii) the first anniversary of the date of grant.