Key facts
- This page summarizes Lee Olesky's Form 4 filing for Tradeweb Markets Inc. (TW).
- 9 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 04 Apr 2023, 16:59.
Lee Olesky - 31 Mar 2023 Form 4 Insider Report for Tradeweb Markets Inc. (TW)
- Reporting relationship
- Director
- Issuer ticker
- TW
- Reported as of
- 31 Mar 2023
- Net transaction value
- -$7,764,718
- SEC form
- 4
- Accepted by SEC
- 04 Apr 2023, 16:59:58 UTC
- Prior SEC filing
- 31 Mar 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Scott Zucker, Attorney-in-Fact for Lee Olesky
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Lee Olesky filed Form 4 for Tradeweb Markets Inc. (TW) on 04 Apr 2023.
Change
- Previous filing in this sequence was filed on 31 Mar 2023.
- Current net transaction value: -$7,764,718.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TW
transaction
Class A common stock
Options Exercise
- Transaction value
- $1,468,685
- Shares
- +71,330
- Change %
- +30%
- Price
- $20.59*
- Shares after
- 305,687
- Date
- 31 Mar 2023
- Ownership
- Direct
- Footnotes
- F1, F2
TW
transaction
Class A common stock
Sale
- Transaction value
- $5,648,316
- Shares
- -71,330
- Change %
- -23%
- Price
- $79.19
- Shares after
- 234,357
- Date
- 31 Mar 2023
- Ownership
- Direct
- Footnotes
- F1, F2, F3
TW
transaction
Class A common stock
Options Exercise
- Transaction value
- $354,004
- Shares
- +17,193
- Change %
- +7.3%
- Price
- $20.59*
- Shares after
- 251,550
- Date
- 03 Apr 2023
- Ownership
- Direct
- Footnotes
- F1, F2
TW
transaction
Class A common stock
Sale
- Transaction value
- $1,358,672
- Shares
- -17,193
- Change %
- -6.8%
- Price
- $79.02
- Shares after
- 234,357
- Date
- 03 Apr 2023
- Ownership
- Direct
- Footnotes
- F1, F2, F4
TW
transaction
Class A common stock
Options Exercise
- Transaction value
- $907,648
- Shares
- +44,082
- Change %
- +19%
- Price
- $20.59*
- Shares after
- 278,439
- Date
- 04 Apr 2023
- Ownership
- Direct
- Footnotes
- F1, F2
TW
transaction
Class A common stock
Sale
- Transaction value
- $3,488,068
- Shares
- -44,082
- Change %
- -16%
- Price
- $79.13
- Shares after
- 234,357
- Date
- 04 Apr 2023
- Ownership
- Direct
- Footnotes
- F1, F2, F5
TW
holding
Class A common stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 20,000
- Date
- 31 Mar 2023
- Ownership
- See footnote
- Footnotes
- F6
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
TW
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -71,330
- Change %
- -16%
- Price
- $0.000000
- Shares after
- 364,528
- Date
- 31 Mar 2023
- Ownership
- Direct
- Underlying class
- Class A common stock
- Underlying amount
- 71,330
- Exercise price
- $20.59
- Footnotes
- F1, F7
TW
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -17,193
- Change %
- -4.7%
- Price
- $0.000000
- Shares after
- 347,335
- Date
- 03 Apr 2023
- Ownership
- Direct
- Underlying class
- Class A common stock
- Underlying amount
- 17,193
- Exercise price
- $20.59
- Footnotes
- F1, F7
TW
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -44,082
- Change %
- -13%
- Price
- $0.000000
- Shares after
- 303,253
- Date
- 04 Apr 2023
- Ownership
- Direct
- Underlying class
- Class A common stock
- Underlying amount
- 44,082
- Exercise price
- $20.59
- Footnotes
- F1, F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023.
Footnote F2
Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement.
Footnote F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.99, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4.
Footnote F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.19, inclusive.
Footnote F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.58, inclusive.
Footnote F6
The reporting person owns these securities through The Family Trust. The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein.
Footnote F7
The option is fully vested and exercisable as of the date hereof.