Simon Maisey - 15 Jun 2022 Form 4 Insider Report for Tradeweb Markets Inc. (TW)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
15 Jun 2022, 20:01:08 UTC
Prior SEC filing
16 May 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Scott Zucker, Attorney-in-Fact for Simon Maisey

Key filing fact

Simon Maisey filed Form 4 for Tradeweb Markets Inc. (TW) on 15 Jun 2022.

Key facts

  • This page summarizes Simon Maisey's Form 4 filing for Tradeweb Markets Inc. (TW).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 15 Jun 2022, 20:01.

Change

  • Previous filing in this sequence was filed on 16 May 2022.
  • Current net transaction value: -$65,450.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TW transaction

Class A common stock

Sale

Transaction value
$65,450
Shares
-1,000
Change %
-1.5%
Price
$65.45
Shares after
65,675
Date
15 Jun 2022
Ownership
Direct
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021.

Footnote F2

This amount includes (i) 3,430 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 3,883 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 11,650 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 5,612 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date.

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