Michael Patterson - 28 Jun 2021 Form 4 Insider Report for Romeo Power, Inc.

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
29 Jun 2021, 20:31:00 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Michael Patterson

Key filing fact

Michael Patterson filed Form 4 for Romeo Power, Inc. on 29 Jun 2021.

Key facts

  • This page summarizes Michael Patterson's Form 4 filing for Romeo Power, Inc..
  • 7 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 29 Jun 2021, 20:31.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$14,881,524.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RMO transaction

Common Stock

Options Exercise

Transaction value
$5,495,594
Shares
+1,343,666
Change %
+11%
Price
$4.09*
Shares after
13,972,489
Date
28 Jun 2021
Ownership
Direct
RMO transaction

Common Stock

Options Exercise

Transaction value
$1,636,584
Shares
+268,733
Change %
+1.9%
Price
$6.09*
Shares after
14,241,222
Date
28 Jun 2021
Ownership
Direct
RMO transaction

Common Stock

Sale

Transaction value
$13,715,227
Shares
-1,612,399
Change %
-11%
Price
$8.51*
Shares after
12,628,823
Date
28 Jun 2021
Ownership
Direct
Footnotes
F1
RMO transaction

Common Stock

Sale

Transaction value
$2,130,775
Shares
-250,000
Change %
-2%
Price
$8.52*
Shares after
12,378,823
Date
28 Jun 2021
Ownership
Direct
Footnotes
F2
RMO transaction

Common Stock

Sale

Transaction value
$6,167,700
Shares
-750,000
Change %
-6.1%
Price
$8.22*
Shares after
11,628,823
Date
29 Jun 2021
Ownership
Direct
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RMO transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-1,343,666
Change %
-100%
Price
$0.000000*
Shares after
0
Date
28 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,343,666
Exercise price
$4.09
Footnotes
F4
RMO transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-268,733
Change %
-100%
Price
$0.000000*
Shares after
0
Date
28 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
268,733
Exercise price
$6.09
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Michael Patterson is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 4 footnotes

Footnote F1

Represents the weighted average sales price per share. The shares were sold at prices ranging from $8.40 to $8.76 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Footnote F2

Represents the weighted average sales price per share. The shares were sold at prices ranging from $8.40 to $8.725 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Footnote F3

Represents the weighted average sales price per share. The shares were sold at prices ranging from $8.15 to $8.51 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Footnote F4

This option is fully vested and exercisable.

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