Nina Simosko - 21 Dec 2021 Form 4 Insider Report for Akerna Corp. (GRYP)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
13 Jan 2022, 14:11:14 UTC
Prior SEC filing
13 Jan 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ John Michael Fowle Jr. as attorney-in-fact for Nina Simosko

Key filing fact

Nina Simosko filed Form 4 for Akerna Corp. (GRYP) on 13 Jan 2022.

Key facts

  • This page summarizes Nina Simosko's Form 4 filing for Akerna Corp. (GRYP).
  • 5 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 13 Jan 2022, 14:11.

Change

  • Previous filing in this sequence was filed on 13 Jan 2022.
  • Current net transaction value: -$30,230.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

KERN transaction

Common Shares

Options Exercise

Transaction value
Shares
+31,289
Change %
+120%
Price
Shares after
57,321
Date
21 Dec 2021
Ownership
Direct
Footnotes
F1
KERN transaction

Common Shares

Options Exercise

Transaction value
Shares
+5,000
Change %
+8.7%
Price
Shares after
62,321
Date
21 Dec 2021
Ownership
Direct
Footnotes
F1
KERN transaction

Common Shares

Tax liability

Transaction value
$30,230
Shares
-15,115
Change %
-24%
Price
$2.00
Shares after
47,206
Date
21 Dec 2021
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

KERN transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-31,289
Change %
-33%
Price
$0.000000
Shares after
62,578
Date
21 Dec 2021
Ownership
Direct
Underlying class
Common Shares
Underlying amount
31,289
Exercise price
Footnotes
F1, F2
KERN transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-5,000
Change %
-25%
Price
$0.000000
Shares after
15,000
Date
21 Dec 2021
Ownership
Direct
Underlying class
Common Shares
Underlying amount
5,000
Exercise price
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock.

Footnote F2

The restricted stock units were granted on October 7, 2019, and vest as follows: 1/4 on October 7, 2020; 1/4 on October 7, 2021; 1/4 on October 7, 2022; and 1/4 on October 7, 2023; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

Footnote F3

The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 on December 1, 2021; 1/4 on December 1, 2022; 1/4 on December 1, 2023; and 1/4 on December 1, 2024; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .