Key facts
- This page summarizes Alea Ann Kleinhammer's Form 4 filing for ENDI Corp. (ENDI).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 02 Mar 2023, 15:49.
Alea Ann Kleinhammer - 28 Feb 2023 Form 4 Insider Report for ENDI Corp. (ENDI)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- ENDI
- Reported as of
- 28 Feb 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 02 Mar 2023, 15:49:18 UTC
- Prior SEC filing
- 22 Aug 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ David Sherman as Attorney-In-Fact for Alea Kleinhammer
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Alea Ann Kleinhammer filed Form 4 for ENDI Corp. (ENDI) on 02 Mar 2023.
Change
- Previous filing in this sequence was filed on 22 Aug 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ENDI
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +45,348
- Change %
- Price
- $0.000000
- Shares after
- 45,348
- Date
- 28 Feb 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 45,348
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
Footnote F2
The restricted stock unit grant was approved by the Issuer's board of directors on February 28, 2023, subject to stockholder approval of the Issuer's 2022 Omnibus Equity Incentive Plan (the "Stockholder Approval") under which the restricted stock unit grant was awarded. The restricted stock units shall vest in four equal annual installments with the first installment vesting on January 1, 2025, subject to receipt of Stockholder Approval. Notwithstanding the foregoing, if the Issuer's stockholders do not approve the 2022 Omnibus Equity Incentive Plan at the Issuer's 2023 annual stockholder meeting, the restricted stock unit grant shall be null and void. The restricted stock units shall be settled by the Issuer in the year following the year in which the applicable vesting date occurs, but no later than March 15 of such following year.