Julian Nebreda - 03 Mar 2022 Form 4 Insider Report for AES CORP (AES)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
07 Mar 2022, 16:19:51 UTC
Prior SEC filing
28 Feb 2022
Next SEC filing
19 Aug 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jennifer V. Gillcrist, attorney-in-fact
Filing notes and source

Key filing fact

Julian Nebreda filed Form 4 for AES CORP (AES) on 07 Mar 2022.

Key facts

  • This page summarizes Julian Nebreda's Form 4 filing for AES CORP (AES).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 07 Mar 2022, 16:19.

Change

  • Previous filing in this sequence was filed on 28 Feb 2022.
  • Current net transaction value: -$110,047.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AES transaction

Common Stock

Award

Transaction value
Shares
+15,473
Change %
+20%
Price
Shares after
94,809
Date
03 Mar 2022
Ownership
Direct
Footnotes
F1
AES transaction

Common Stock

Tax liability

Transaction value
$110,047
Shares
-5,128
Change %
-5.4%
Price
$21.46
Shares after
89,681
Date
03 Mar 2022
Ownership
Direct
Footnotes
F2
AES holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
27,165
Date
03 Mar 2022
Ownership
by 401(k)
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

This Performance Stock Unit ("PSU") award was granted on February 22, 2019 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on March 3, 2022. Each earned PSU entitles the holder to one share of AES Common Stock.

Footnote F2

Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 22, 2019.

Footnote F3

Since the last Form 4 filing on February 28, 2022, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated March 4, 2022.

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