Jorge Combe - 30 Nov 2021 Form 4 Insider Report for Codere Online U.S. Corp.

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
30 Nov 2021, 20:50:23 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Alan I. Annex, Attorney-in-Fact

Key filing fact

Jorge Combe filed Form 4 for Codere Online U.S. Corp. on 30 Nov 2021.

Key facts

  • This page summarizes Jorge Combe's Form 4 filing for Codere Online U.S. Corp..
  • 5 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 30 Nov 2021, 20:50.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$10,549.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DDMX transaction

Class A common stock

Conversion of derivative security

Transaction value
Shares
+1,912,500
Change %
+646%
Price
Shares after
2,208,500
Date
30 Nov 2021
Ownership
See footnote
Footnotes
F1, F2
DDMX transaction

Class A common stock

Other

Transaction value
Shares
-2,208,500
Change %
-100%
Price
Shares after
0
Date
30 Nov 2021
Ownership
See footnote
Footnotes
F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

DDMX transaction Derivative

Class B common stock

Sale

Transaction value
$10,549
Shares
-1,212,500
Change %
-39%
Price
$0.008700*
Shares after
1,912,500
Date
30 Nov 2021
Ownership
See footnote
Underlying class
Class A common stock
Underlying amount
1,212,500
Exercise price
Footnotes
F2, F4, F5
DDMX transaction Derivative

Class B common stock

Conversion of derivative security

Transaction value
Shares
-1,912,500
Change %
-100%
Price
Shares after
0
Date
30 Nov 2021
Ownership
See footnote
Underlying class
Class A common stock
Underlying amount
1,912,500
Exercise price
Footnotes
F1, F2, F4
DDMX transaction Derivative

Warrant

Other

Transaction value
Shares
-148,000
Change %
-100%
Price
Shares after
0
Date
30 Nov 2021
Ownership
See footnote
Underlying class
Class A common stock
Underlying amount
148,000
Exercise price
$11.50
Footnotes
F2, F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Jorge Combe is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 6 footnotes

Footnote F1

Represents shares of Class B common stock of Codere Online U.S. Corp. (f/k/a DD3 Acquisition Corp. II) (the "Issuer") that converted into shares of Class A common stock of the Issuer in connection with the consummation of the business combination (the "Business Combination") pursuant to that certain Business Combination Agreement, dated as of June 21, 2021, by and among the Issuer, Codere Newco, S.A.U., Servicios de Juego Online S.A.U., Codere Online Luxembourg, S.A. ("Holdco") and Codere Online U.S. Corp.

Footnote F2

The securities are held directly by DD3 Sponsor Group, LLC (the "Sponsor") and indirectly by Jorge Combe as manager of the Sponsor. Certain of the Issuer's former directors and officers hold economic interests in the Sponsor and pecuniary interests in certain of the securities held by the Sponsor. Each of Mr. Combe and such former directors and officers disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Footnote F3

Disposed of in exchange for ordinary shares of Holdco ("Ordinary Shares") in connection with the consummation of the Business Combination.

Footnote F4

The shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the Issuer's business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-250212), and had no expiration date.

Footnote F5

Represents shares of Class B common stock sold by the Sponsor at their original purchase price in connection with the consummation of the Business Combination.

Footnote F6

Represents warrants underlying private units acquired by the Sponsor in connection with the Issuer's initial public offering, which warrants were converted into warrants of Holdco to purchase Ordinary Shares, at an exercise price of $11.50 per share, in connection with the consummation of the Business Combination.

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