Berhad Genting - 20 Jun 2023 Form 4 Insider Report for Celularity Inc (CELU)

Reporting relationship: 10%+ Owner
Issuer ticker: CELU
Reported as of: 20 Jun 2023
Net transaction value: +$375,000
SEC form: 4
Accepted by SEC: 22 Jun 2023, 16:32:23 UTC
Source filing: View source filing
Reporting owner signature: Genting Berhad By: /s/ Loh Bee Hong, Elaine, Company Secretary

Key filing fact

Berhad Genting filed Form 4 for Celularity Inc (CELU) on 22 Jun 2023.

Key facts

This page summarizes Berhad Genting's Form 4 filing for Celularity Inc (CELU).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 22 Jun 2023, 16:32.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: +$375,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CELU transaction Derivative

Warrants (Right to Buy)

Purchase

Transaction value: $375,000
Shares: +3,000,000
Change %
Price: $0.1250
Shares after: 3,000,000
Date: 20 Jun 2023
Ownership: By Resorts World Inc Pte. Ltd.
Underlying class: Class A Common Stock
Underlying amount: 3,000,000
Exercise price: $0.8100
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

These warrants are directly held by Resorts World Inc Pte. Ltd. ("RWI"). Genting Berhad, a public company listed on the Malaysian stock exchange, indirectly holds 50% of RWI with the balance 50% indirectly held by Lim Kok Thay, who serves as a director on the Issuer's board of directors. Mr. Lim is also an indirect beneficial owner of the largest shareholder of Genting Berhad, where he serves as Chief Executive and Chairman of the Board. Mr. Lim separately files section 16 reports. Genting Berhad disclaims beneficial ownership over the reported securities except to the extent of its pecuniary interest therein.