Anne Jones - 16 Nov 2021 Form 4 Insider Report for Celularity Inc (CELU)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
18 Nov 2022, 19:16:41 UTC
Prior SEC filing
16 Jul 2021
Next SEC filing
28 Apr 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Kyle Fletcher, Attorney-in-Fact
Filing notes and source

Key filing fact

Anne Jones filed Form 4 for Celularity Inc (CELU) on 18 Nov 2022.

Key facts

  • This page summarizes Anne Jones's Form 4 filing for Celularity Inc (CELU).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 18 Nov 2022, 19:16.

Change

  • Previous filing in this sequence was filed on 16 Jul 2021.
  • Current net transaction value: -$7,057.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CELU transaction

Class A Common Stock

Award

Transaction value
$0
Shares
+25,000
Change %
+90%
Price
$0.000000
Shares after
52,888
Date
16 Nov 2021
Ownership
Direct
Footnotes
F1, F2
CELU transaction

Class A Common Stock

Tax liability

Transaction value
-$7,057
Shares
-3,734
Change %
-7.1%
Price
$1.89*
Shares after
49,154
Date
16 Nov 2022
Ownership
Direct
Footnotes
F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

These shares represent restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan"), with each RSU representing a right to receive one share of the Issuer's Class A common stock. The RSUs is subject to time-based vesting over a two-year period, with 50% vesting on the one-year anniversary of the grant date, and the remainder vesting on the two-year anniversary of the grant date so that vested in full on the two-year anniversary of the grant date, and subject to the Reporting Person's continuous service on each vesting date.

Footnote F2

Represents 52,888 shares underlying RSUs granted under the 2021 Plan. Each RSU represents the right to receive one share of the Issuer's Class A common stock subject to vesting.

Footnote F3

Represents shares withheld by the Issuer to cover withholding taxes associated with the vesting and settlement of RSUs granted under the 2021 Plan and does not represent a sale.

Footnote F4

Includes 40,388 shares underlying RSUs granted under the 2021 Plan. Each RSU represents the right to receive one share of the Issuer's Class A common stock subject to vesting.

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