Keary Dunn - 13 Apr 2022 Form 4 Insider Report for Celularity Inc (CELU)

Reporting relationship: General Counsel & Executive Vice President
Issuer ticker: CELU
Reported as of: 13 Apr 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 28 Apr 2022, 21:04:29 UTC
Prior SEC filing: 13 Sep 2021
Source filing: View source filing
Reporting owner signature: /s/ Keary Dunn

Key filing fact

Keary Dunn filed Form 4 for Celularity Inc (CELU) on 28 Apr 2022.

Key facts

This page summarizes Keary Dunn's Form 4 filing for Celularity Inc (CELU).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 28 Apr 2022, 21:04.

Change

Previous filing in this sequence was filed on 13 Sep 2021.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CELU transaction

Class A Common Stock

Award

Transaction value
Shares: +16,405
Change %
Price
Shares after: 16,405
Date: 13 Apr 2022
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CELU transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +48,100
Change %
Price: $0.000000
Shares after: 48,100
Date: 13 Apr 2022
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 48,100
Exercise price: $10.16
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

These shares represent restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Plan, with each RSU representing a right to receive one share of the Issuer's Class A Common Stock. The RSUs is subject to time-based vesting over a four-year period, with 25% vesting on the one-year anniversary of the grant date, and the remainder vesting in equal annual installments thereafter so that vested in full on the four-year anniversary of the grant date, and subject to the Reporting Person's continuous service on each vesting date.

Footnote F2

This option shall vest and become exercisable over a four-year period, with 25% of the option vesting on the one-year anniversary of the grant date, and the remainder vesting in equal monthly installments thereafter so that vested in full on the four-year anniversary of the grant date, and subject to the Reporting Person's continuous service on each vesting date.

SEC remarks

General Counsel & Executive Vice President