Key facts
- This page summarizes Antara Capital LP's Form 4/A - Amendment filing for EVO Transportation & Energy Services, Inc..
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 17 Feb 2022, 16:33.
Antara Capital LP - 31 Dec 2020 Form 4/A - Amendment Insider Report for EVO Transportation & Energy Services, Inc.
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 31 Dec 2020
- Net transaction value
- $0
- SEC form
- 4/A - Amendment
- Accepted by SEC
- 17 Feb 2022, 16:33:08 UTC
- Original report date
- 25 Jan 2021
- Next SEC filing
- 06 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- ANTARA CAPITAL LP, By: Antara Capital GP LLC, its general partner, By: /s/ Himanshu Gulati, Name: Himanshu Gulati, Title: Managing Member
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Antara Capital LP filed Form 4/A - Amendment for EVO Transportation & Energy Services, Inc. on 17 Feb 2022.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
EVOA
transaction
Common Stock
Other
- Transaction value
- Shares
- +1,066,732
- Change %
- Price
- Shares after
- 1,066,732
- Date
- 03 Jan 2021
- Ownership
- See Footnotes
- Footnotes
- F1, F2, F3, F4, F7
EVOA
transaction
Common Stock
Other
- Transaction value
- Shares
- +71,773
- Change %
- +6.7%
- Price
- Shares after
- 1,138,505
- Date
- 03 Jan 2021
- Ownership
- See Footnotes
- Footnotes
- F1, F2, F3, F4, F7
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
EVOA
transaction
Derivative
Warrants to Purchase Common Stock
Other
- Transaction value
- Shares
- +908,012
- Change %
- +10%
- Price
- Shares after
- 9,814,564
- Date
- 31 Dec 2020
- Ownership
- See Footnotes
- Underlying class
- Common Stock
- Underlying amount
- 908,012
- Exercise price
- $0.0100
- Footnotes
- F3, F4, F5, F6, F7
EVOA
transaction
Derivative
Warrants to Purchase Common Stock
Other
- Transaction value
- Shares
- +61,094
- Change %
- +0.62%
- Price
- Shares after
- 9,875,658
- Date
- 31 Dec 2020
- Ownership
- See Footnotes
- Underlying class
- Common Stock
- Underlying amount
- 61,094
- Exercise price
- $0.0100
- Footnotes
- F3, F4, F5, F6, F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
These shares of Common Stock of EVO Transportation & Energy Services, Inc. ("EVO") were issued pursuant to the terms of the Second Amendment to Forbearance Agreement and Omnibus Amendment to Loan Documents, dated as of October 20, 2020 (the "Omnibus Amendment"), by and among EVO, each subsidiary of EVO, various lenders under the loan documents and Cortland Capital Market Services LLC, as administrative agent and collateral agent in settlement of defaults under loan documents.
Footnote F2
The total number of shares of Common Stock beneficially owned by the Reporting Persons (defined below) after the transactions described in this Form 4 consists of (i) 1,066,732 shares held directly by Antara Master Fund (as defined below) and (ii) 71,773 shares held by a managed account for which Antara Capital (defined below) serves as investment manager (the "Managed Fund"). The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.
Footnote F3
This Form 4 is being filed on behalf of (i) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (ii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), and (iii) Himanshu Gulati (collectively, the "Reporting Persons") related to the shares and warrants held by Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund") and the Managed Fund. Antara Capital serves as the investment manager of Antara Master Fund and as an investment manager of the Managed Fund. Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara GP and the entity that serves as the general partner of the Master Fund.
Footnote F4
(continued from footnote 1) Each of Antara Capital, Antara GP and Himanshu Gulati may be deemed to indirectly beneficially own the Common Stock held directly by the Antara Master Fund and each disclaims beneficial ownership of all such Common Stock except to the extent of any indirect pecuniary interest therein.
Footnote F5
The warrants were issued pursuant to the terms of the Omnibus Amendment in settlement of defaults under loan documents.
Footnote F6
The total number of derivative securities beneficially owned by the Reporting Persons after the transactions described in this Form 4 consists of (i) 9,466,655 warrants held directly by Antara Master Fund and (ii) 409,003 warrants held by the Managed Fund. The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.
Footnote F7
This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.