DD Global Holdings Ltd - 20 Jul 2022 Form 4 Insider Report for Canoo Inc. (GOEVQ)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
22 Jul 2022, 16:05:37 UTC
Prior SEC filing
20 Jul 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Pak Tam Li, Director of DD Global Holdings Limited

Key filing fact

DD Global Holdings Ltd filed Form 4 for Canoo Inc. (GOEVQ) on 22 Jul 2022.

Key facts

  • This page summarizes DD Global Holdings Ltd's Form 4 filing for Canoo Inc. (GOEVQ).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 22 Jul 2022, 16:05.

Change

  • Previous filing in this sequence was filed on 20 Jul 2022.
  • Current net transaction value: -$10,586,820.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GOEV transaction

Common Stock

Sale

Transaction value
$8,176,200
Shares
-2,000,000
Change %
-16%
Price
$4.09*
Shares after
10,293,771
Date
20 Jul 2022
Ownership
Direct
Footnotes
F1, F2
GOEV transaction

Common Stock

Sale

Transaction value
$2,410,620
Shares
-600,000
Change %
-5.8%
Price
$4.02*
Shares after
9,693,771
Date
21 Jul 2022
Ownership
Direct
Footnotes
F2, F3
GOEV holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
17,189,210
Date
20 Jul 2022
Ownership
Direct
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

DD Global Holdings Ltd is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 4 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $4.0000 per share to $4.3250 per share, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this Form 4.

Footnote F2

Shares are held directly by DD Global Holdings Limited ("DD Global"). DD Global is wholly owned by Champ Key Limited ("Champ Key"). Champ Key is wholly owned by DE Capital Limited ("DE Capital"). DE Capital is wholly owned by Pak Tam Li ("Mr. Li"). Mr. Li may be deemed to hold sole voting and dispositive control over the shares held by DD Global.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $4.0000 per share to $4.0600 per share, inclusive.

Footnote F4

Shares are held directly by Champ Key. In accordance with footnote 2 above, Mr. Li may be deemed to hold sole voting and dispositive control over the shares held by Champ Key.

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