Key facts
- This page summarizes Amy C. Held's Form 4 filing for J M SMUCKER Co (SJM).
- 7 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 05 Sep 2023, 19:17.
Amy C. Held - 31 Aug 2023 Form 4 Insider Report for J M SMUCKER Co (SJM)
- Reporting relationship
- Chief Transformation Officer
- Issuer ticker
- SJM
- Reported as of
- 31 Aug 2023
- Net transaction value
- -$1,426,065
- SEC form
- 4
- Accepted by SEC
- 05 Sep 2023, 19:17:18 UTC
- Prior SEC filing
- 26 Jun 2023
- Next SEC filing
- 11 Jun 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jeannette L. Knudsen, POA
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Amy C. Held filed Form 4 for J M SMUCKER Co (SJM) on 05 Sep 2023.
Change
- Previous filing in this sequence was filed on 26 Jun 2023.
- Current net transaction value: -$1,426,065.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SJM
transaction
Common Shares
Options Exercise
- Transaction value
- $333,670
- Shares
- +3,064
- Change %
- +49%
- Price
- $108.90
- Shares after
- 9,286
- Date
- 31 Aug 2023
- Ownership
- Direct
SJM
transaction
Common Shares
Options Exercise
- Transaction value
- $656,372
- Shares
- +4,843
- Change %
- +52%
- Price
- $135.53
- Shares after
- 14,129
- Date
- 31 Aug 2023
- Ownership
- Direct
SJM
transaction
Common Shares
Options Exercise
- Transaction value
- $221,443
- Shares
- +1,760
- Change %
- +12%
- Price
- $125.82
- Shares after
- 15,889
- Date
- 31 Aug 2023
- Ownership
- Direct
SJM
transaction
Common Shares
Sale
- Transaction value
- $1,426,065
- Shares
- -9,917
- Change %
- -62%
- Price
- $143.80
- Shares after
- 5,972
- Date
- 31 Aug 2023
- Ownership
- Direct
- Footnotes
- F1
SJM
holding
Common Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,239
- Date
- 31 Aug 2023
- Ownership
- 401(K)
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SJM
transaction
Derivative
Option Common Shares
Options Exercise
- Transaction value
- $333,670
- Shares
- -3,064
- Change %
- -100%
- Price
- $108.90
- Shares after
- 0
- Date
- 31 Aug 2023
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 3,064
- Exercise price
- $108.90
- Footnotes
- F3
SJM
transaction
Derivative
Option Common Shares
Options Exercise
- Transaction value
- $656,372
- Shares
- -4,843
- Change %
- -67%
- Price
- $135.53
- Shares after
- 2,420
- Date
- 31 Aug 2023
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 4,843
- Exercise price
- $135.53
- Footnotes
- F4
SJM
transaction
Derivative
Option Common Shares
Options Exercise
- Transaction value
- $221,443
- Shares
- -1,760
- Change %
- -33%
- Price
- $125.82
- Shares after
- 3,517
- Date
- 31 Aug 2023
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 1,760
- Exercise price
- $125.82
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.59 to $144.44, inclusive. The reporting person undertakes to provide to The J. M. Smucker Company, any shareholder of The J. M. Smucker Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Footnote F2
This amount includes shares acquired under (i) the Company's 401(k) plan since the date of the reporting person's last ownership report and (ii) the Company's dividend reinvestment plan as administered by its transfer agent.
Footnote F3
The option, which was granted for fiscal year 2021 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on June 17, 2021.
Footnote F4
This option, which was granted for fiscal year 2022 pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on June 15, 2022.
Footnote F5
The option, which was granted for fiscal year 2023 pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on June 15, 2023.