Key facts
- This page summarizes James F. Coffey's Form 4/A - Amendment filing for ADVENT TECHNOLOGIES HOLDINGS, INC. (ADN).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 14 Apr 2023, 16:43.
James F. Coffey - 06 Feb 2023 Form 4/A - Amendment Insider Report for ADVENT TECHNOLOGIES HOLDINGS, INC. (ADN)
- Reporting relationship
- COO, GC
- Issuer ticker
- ADN
- Reported as of
- 06 Feb 2023
- Net transaction value
- -$59,602
- SEC form
- 4/A - Amendment
- Accepted by SEC
- 14 Apr 2023, 16:43:51 UTC
- Original report date
- 07 Feb 2023
- Prior SEC filing
- 07 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ James F. Coffey
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
James F. Coffey filed Form 4/A - Amendment for ADVENT TECHNOLOGIES HOLDINGS, INC. (ADN) on 14 Apr 2023.
Change
- Previous filing in this sequence was filed on 07 Feb 2023.
- Current net transaction value: -$59,602.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ADN
transaction
Common Stock
Sale
- Transaction value
- $15,003
- Shares
- -7,505
- Change %
- -0.83%
- Price
- $2.00
- Shares after
- 900,355
- Date
- 06 Feb 2023
- Ownership
- Direct
- Footnotes
- F1, F2
ADN
transaction
Common Stock
Sale
- Transaction value
- $27,076
- Shares
- -13,823
- Change %
- -1.5%
- Price
- $1.96
- Shares after
- 886,532
- Date
- 07 Feb 2023
- Ownership
- Direct
- Footnotes
- F1, F3
ADN
transaction
Common Stock
Sale
- Transaction value
- $17,522
- Shares
- -9,136
- Change %
- -1%
- Price
- $1.92
- Shares after
- 877,396
- Date
- 08 Feb 2023
- Ownership
- Direct
- Footnotes
- F1, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Aggregate number of shares sold on the same date at different prices. Such shares were sold by the Reporting Person solely to satisfy income tax and withholding and remittance obligations in connection with the vesting of Restricted Stock Units.
Footnote F2
Represents the weighted average sale price. The shares were sold in multiple transactions at prices ranging from $1.974963 to $2.05, inclusive. Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission (the "Staff"), upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Footnote F3
Represents the weighted average sale price. The shares were sold in multiple transactions at prices ranging from $1.93497 to $1.99499, inclusive. Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the Staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Footnote F4
Represents the weighted average sale price. The shares were sold in multiple transactions at prices ranging from $1.90655 to $1.945296, inclusive. Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the Staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
SEC remarks
This Form 4 amendment is being filed to correct inadvertent errors in the Form 4 filed by Reporting Person on February 7, 2023.