Key facts
- This page summarizes Amanda G. Norton's Form 4 filing for WELLS FARGO & COMPANY/MN (WFC).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 14 Jul 2021, 12:16.
Amanda G. Norton - 12 Jul 2021 Form 4 Insider Report for WELLS FARGO & COMPANY/MN (WFC)
- Reporting relationship
- Sr. EVP and Chief Risk Officer
- Issuer ticker
- WFC
- Reported as of
- 12 Jul 2021
- Net transaction value
- -$636,305
- Reporting owner signature
- Amanda G. Norton, by Anthony R. Augliera, as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Amanda G. Norton filed Form 4 for WELLS FARGO & COMPANY/MN (WFC) on 14 Jul 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$636,305.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
WFC
transaction
Common Stock, $1 2/3 Par Value
Options Exercise
- Transaction value
- $0
- Shares
- +30,185
- Change %
- +66%
- Price
- $0.000000
- Shares after
- 75,587
- Date
- 12 Jul 2021
- Ownership
- Direct
- Footnotes
- F1
WFC
transaction
Common Stock, $1 2/3 Par Value
Tax liability
- Transaction value
- $636,305
- Shares
- -14,409
- Change %
- -19%
- Price
- $44.16
- Shares after
- 61,178
- Date
- 12 Jul 2021
- Ownership
- Direct
WFC
holding
Common Stock, $1 2/3 Par Value
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 695
- Date
- 12 Jul 2021
- Ownership
- Through 401(k) Plan
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
WFC
transaction
Derivative
Restricted Share Right
Options Exercise
- Transaction value
- $0
- Shares
- -30,185
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 12 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock, $1 2/3 Par Value
- Underlying amount
- 30,185
- Exercise price
- Footnotes
- F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Number of shares represents a Restricted Share Right ("RSR") vesting on 7/12/2021. Original grant date was 7/12/2018. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
Footnote F2
Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of June 30, 2021, as if investable cash equivalents held by the Plan were fully invested in Wells Fargo & Company (the "Company") common stock.
Footnote F3
Each RSR represents a contingent right to receive one share of Company common stock.
Footnote F4
These RSRs vest in three installments: one-third on 7/12/2019, 7/12/2020, and 7/12/2021. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.