Key facts
- This page summarizes Jay LeCoryelle Johnson's Form 4 filing for NEWELL BRANDS INC. (NWL).
- 1 reported transaction and 2 derivative rows are listed below.
- Accepted by SEC: 18 May 2023, 16:14.
Jay LeCoryelle Johnson - 16 May 2023 Form 4 Insider Report for NEWELL BRANDS INC. (NWL)
- Reporting relationship
- Director
- Issuer ticker
- NWL
- Reported as of
- 16 May 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 18 May 2023, 16:14:35 UTC
- Prior SEC filing
- 03 May 2023
- Next SEC filing
- 30 May 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Raj Dave, Attorney-in-Fact for Jay L. Johnson
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jay LeCoryelle Johnson filed Form 4 for NEWELL BRANDS INC. (NWL) on 18 May 2023.
Change
- Previous filing in this sequence was filed on 03 May 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NWL
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +18,285
- Change %
- Price
- $0.000000
- Shares after
- 18,285
- Date
- 16 May 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 18,285
- Exercise price
- Footnotes
- F1, F2, F3, F4
NWL
holding
Derivative
Deferred RSU Phantom Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 12,579
- Date
- 16 May 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,579
- Exercise price
- Footnotes
- F3, F5, F6, F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.
Footnote F2
The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the date immediately preceding the date of the Company's 2024 annual meeting of its stockholders, provided the Reporting Person remains in continuous service on the Board until such date. The Reporting Person elected to defer settlement on the scheduled vesting date and the restricted stock units ("RSUs") instead will convert to an equal number of phantom stock units, in accordance with the 2008 Deferred Compensation Plan ("DCP"). The phantom stock units will settle on a one-for-one basis for shares of the Company's Common Stock after the end of the Reporting Person's service on the Company's Board.
Footnote F3
N/A
Footnote F4
The Reporting Person has elected to defer settlement on the scheduled vesting date and the restricted stock units ("RSUs") instead will be converted to an equal number of phantom stock units, in accordance with the 2008 Deferred Compensation Plan ("DCP"). The phantom stock units will settle on a one-for-one basis for shares of the Company's Common Stock after the end of the reporting person's service on the Company's Board.
Footnote F5
The Reporting Person's phantom stock units will convert to shares of the Company's Common Stock on a one-for-one basis after the end of the Reporting Person's service on the Company's Board, in accordance with the DCP.
Footnote F6
Includes vested awards of 12,249 RSUs granted in 2021 pursuant to the Newell Rubbermaid Inc. 2013 Incentive Plan and in 2022 pursuant to the Newell Brands Inc. 2022 Incentive Plan. The Reporting Person elected to defer settlement on the scheduled vesting date and the RSUs instead converted to an equal number of phantom stock units, in accordance with the DCP. The phantom stock units will settle on a one-for-one basis for shares of the Company's Common Stock after the end of the Reporting Person's service on the Company's Board.
Footnote F7
The reported total includes 329.53 phantom stock units acquired pursuant to a dividend reinvestment feature of the DCP, all of which phantom stock units were acquired by the Reporting Person since his last regular filing. The phantom stock units acquired pursuant to the dividend reinvestment feature will be settled for cash after the end of the Reporting Person's service on the Company's Board.