N. Gokce Tezel - 15 Mar 2022 Form 4 Insider Report for GATX CORP (GATX)

Reporting relationship: Exec. VP and Pres., Rail Intl.
Issuer ticker: GATX
Reported as of: 15 Mar 2022
Net transaction value: -$658,671
SEC form: 4
Accepted by SEC: 16 Mar 2022, 17:33:49 UTC
Prior SEC filing: 09 Mar 2022
Source filing: View source filing
Reporting owner signature: Lisa M. Ibarra, by Power of Attorney on behalf of N. Gokce Tezel

Key filing fact

N. Gokce Tezel filed Form 4 for GATX CORP (GATX) on 16 Mar 2022.

Key facts

This page summarizes N. Gokce Tezel's Form 4 filing for GATX CORP (GATX).
6 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 16 Mar 2022, 17:33.

Change

Previous filing in this sequence was filed on 09 Mar 2022.
Current net transaction value: -$658,671.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GATX transaction

Common Stock

Options Exercise

Transaction value: $299,758
Shares: +4,900
Change %: +32%
Price: $61.18
Shares after: 19,998
Date: 15 Mar 2022
Ownership: Direct

GATX transaction

Common Stock

Options Exercise

Transaction value: $502,092
Shares: +7,200
Change %: +36%
Price: $69.74
Shares after: 27,198
Date: 15 Mar 2022
Ownership: Direct

GATX transaction

Common Stock

Sale

Transaction value: $1,103,725
Shares: -9,155
Change %: -34%
Price: $120.56
Shares after: 18,043
Date: 15 Mar 2022
Ownership: Direct
Footnotes: F1

GATX transaction

Common Stock

Sale

Transaction value: $356,795
Shares: -2,945
Change %: -16%
Price: $121.15
Shares after: 15,098
Date: 15 Mar 2022
Ownership: Direct
Footnotes: F2

GATX holding

Common Stock 401(k)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 756
Date: 15 Mar 2022
Ownership: 401-K
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GATX transaction Derivative

2017 NQ Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -4,900
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 15 Mar 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 4,900
Exercise price: $61.18

GATX transaction Derivative

2018 NQ Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -7,200
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 15 Mar 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 7,200
Exercise price: $69.74

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents the weighted average sale price. The highest price at which shares were sold was $120.9900 and the lowest price at which shares were sold was $120.0000.

Footnote F2

Represents the weighted average sale price. The highest price at which shares were sold was $121.8000 and the lowest price at which shares were sold was $121.0300.

Footnote F3

GATX Corporation's 401(k) plan is a unitized stock fund made up of company stock plus short term investments. Because the fund includes more than company stock, participants hold units of the fund rather than company shares of stock. The number of units held by a participant may vary depending on the performance of the company stock, the overall stock market, and the amount of short term investments in the fund. Such a variance has caused the value of the units in the reporting person's 401(k) fund to be reduced without any actual disposition of shares.