Key facts
- This page summarizes Tomas Ackerman's Form 4 filing for PERIDOT ACQUISITION CORP..
- 2 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 12 Aug 2021, 16:52.
Tomas Ackerman - 10 Aug 2021 Form 4 Insider Report for PERIDOT ACQUISITION CORP.
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 10 Aug 2021
- Net transaction value
- $0
- Reporting owner signature
- /s/ Markus Specks, as attorney-in-fact for Tomas Ackerman
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Tomas Ackerman filed Form 4 for PERIDOT ACQUISITION CORP. on 12 Aug 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PDAC
transaction
Derivative
Class B Ordinary Shares
Conversion of derivative security
- Transaction value
- Shares
- -7,410,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 10 Aug 2021
- Ownership
- Direct
- Underlying class
- Class A Ordinary Shares
- Underlying amount
- 7,410,000
- Exercise price
- Footnotes
- F1, F2, F3, F4
PDAC
transaction
Derivative
Warrant
Other
- Transaction value
- Shares
- -8,000,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 10 Aug 2021
- Ownership
- Direct
- Underlying class
- Class A Ordinary Shares
- Underlying amount
- 8,000,000
- Exercise price
- Footnotes
- F3, F5, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Tomas Ackerman is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 6 footnotes
Footnote F1
As described in the issuer's registration statement on Form S-1 (File No. 333-248608) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share ("Class B ordinary shares"), automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
Footnote F2
(Continued from Footnote 1) On August 10, 2021, the issuer consummated its initial business combination (the "Business Combination") with Li-Cycle Holdings Corp., an Ontario corporation. In connection with the Business Combination, each share of Class B ordinary shares was exchanged on a one-for-one basis for Amalco Shares (as defined below).
Footnote F3
The securities reported herein are held by Peridot Acquisition Sponsor, LLC (the "Sponsor"). The reporting person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
Footnote F4
In connection with the Business Combination, the Sponsor, through a series of transactions consummated pursuant to the Business Combination, converted all of its Class B ordinary shares for 7,410,000 fully paid and non-assessable common shares of Li-Cycle Holdings Corp. ("Amalco Shares").
Footnote F5
In connection with the Business Combination, the Sponsor, through a series of transactions consummated pursuant to the Business Combination, converted all of its warrants to purchase Peridot Class A ordinary shares on a one-for-one basis for 8,000,000 warrants to purchase Amalco Shares at a price of $11.50 per share.
Footnote F6
The warrants were not exercisable until 30 days after the issuer's initial business combination and would have expired five years from the consummation of the issuer's initial business combination.