Andrew J. Poole - 15 Sep 2022 Form 3 Insider Report for FOXO TECHNOLOGIES INC. (FOXO)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
22 Sep 2022, 15:09:49 UTC
Next SEC filing
18 Mar 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Andrew J. Poole

Key filing fact

Andrew J. Poole filed Form 3 for FOXO TECHNOLOGIES INC. (FOXO) on 22 Sep 2022.

Key facts

  • This page summarizes Andrew J. Poole's Form 3 filing for FOXO TECHNOLOGIES INC. (FOXO).
  • 0 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 22 Sep 2022, 15:09.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FOXO holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
85,000
Date
15 Sep 2022
Ownership
Direct
Footnotes
F1, F2
FOXO holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
645,142
Date
15 Sep 2022
Ownership
Direct
Footnotes
F1, F2
FOXO holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
198,260
Date
15 Sep 2022
Ownership
As Texas Uniform Transfer to Minors Act custodian for minor child
Footnotes
F1, F2, F3
FOXO holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
198,260
Date
15 Sep 2022
Ownership
As LA Gift to Minors Act custodian for minor child
Footnotes
F1, F2, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FOXO holding Derivative

Warrants

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
15 Sep 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
42,500
Exercise price
$11.50
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

As a result of the distribution by DIAC Sponsor LLC (the "Sponsor") to its members of (i) 632,500 shares of Class A common stock of Delwinds Insurance Acquisition Corp. ("Delwinds"), (ii) 4,431,250 shares of Class B common stock of Delwinds, and (iii) 316,250 warrants to purchase shares of Class A common stock to its members (the "Sponsor Distribution"). Andrew J. Poole received (i) 85,000 shares of Class A common stock; (ii) 1,041,662 shares of Class A common stock underlying shares of Class B common stock; and (iii) 42,500 shares of Class A common stock underlying warrants.

Footnote F2

Upon the closing of the business combination of Delwinds with FOXO Technologies Operating Company ("FOXO"), (i) all shares of outstanding Class B shares of Delwinds were converted into shares of Class A shares of Delwinds, and (ii) Delwinds effected a name change to FOXO Technologies Inc.

Footnote F3

Shares are held of record by Mr. Andrew Poole as custodian for a minor child under the Texas Uniform Transfers to Minors Act. Mr. Poole disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Footnote F4

Shares are held of record by Mr. Andrew Poole as custodian for a minor child under the LA Gifts to Minors Act. Mr. Poole disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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