Christopher Francia - 23 Jun 2021 Form 4 Insider Report for Kubient, Inc.

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
29 Jun 2021, 16:28:23 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Christopher Francia

Key filing fact

Christopher Francia filed Form 4 for Kubient, Inc. on 29 Jun 2021.

Key facts

  • This page summarizes Christopher Francia's Form 4 filing for Kubient, Inc..
  • 4 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 29 Jun 2021, 16:28.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$6,903.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

KBNT transaction

Common Stock

Options Exercise

Transaction value
$8,361
Shares
+2,815
Change %
+3.3%
Price
$2.97
Shares after
87,190
Date
23 Jun 2021
Ownership
Direct
KBNT transaction

Common Stock

Sale

Transaction value
$12,527
Shares
-2,305
Change %
-2.6%
Price
$5.43*
Shares after
84,885
Date
23 Jun 2021
Ownership
Direct
KBNT transaction

Common Stock

Sale

Transaction value
$2,737
Shares
-510
Change %
-0.6%
Price
$5.37*
Shares after
84,375
Date
23 Jun 2021
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

KBNT transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-2,815
Change %
-100%
Price
$0.000000*
Shares after
0
Date
23 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,815
Exercise price
$2.97
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Christopher Francia is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 1 footnote

Footnote F1

The Reporting Person was granted options to purchase 3,223 shares on May 26, 2017. The options vested in monthly installments over four years, beginning on May 26, 2018, at the rate of 1/4th of the total number of shares on the first anniversary of May 26, 2017 and 1/48th of the total number of shares each month thereafter. The Reporting Person resigned from employment with the Issuer effective March 31, 2021 and, as of such date, only 2,815 of the options originally granted to the Reporting Person were fully vested.

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