Key facts
- This page summarizes Lucy Clark Dougherty's Form 4 filing for Polaris Inc. (PII).
- 9 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 31 Jul 2023, 21:48.
Lucy Clark Dougherty - 27 Jul 2023 Form 4 Insider Report for Polaris Inc. (PII)
- Reporting relationship
- SVP-Gen Counsel & Secretary
- Issuer ticker
- PII
- Reported as of
- 27 Jul 2023
- Net transaction value
- -$796,539
- SEC form
- 4
- Accepted by SEC
- 31 Jul 2023, 21:48:11 UTC
- Prior SEC filing
- 03 Feb 2023
- Next SEC filing
- 30 Jan 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Sarah Maveus, as attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Lucy Clark Dougherty filed Form 4 for Polaris Inc. (PII) on 31 Jul 2023.
Change
- Previous filing in this sequence was filed on 03 Feb 2023.
- Current net transaction value: -$796,539.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PII
transaction
Common Stock
Options Exercise
- Transaction value
- $2,173,973
- Shares
- +19,237
- Change %
- +104%
- Price
- $113.01
- Shares after
- 37,651
- Date
- 27 Jul 2023
- Ownership
- Direct
PII
transaction
Common Stock
Options Exercise
- Transaction value
- $1,533,909
- Shares
- +13,069
- Change %
- +35%
- Price
- $117.37
- Shares after
- 50,720
- Date
- 27 Jul 2023
- Ownership
- Direct
PII
transaction
Common Stock
Options Exercise
- Transaction value
- $732,597
- Shares
- +6,581
- Change %
- +13%
- Price
- $111.32
- Shares after
- 57,301
- Date
- 27 Jul 2023
- Ownership
- Direct
PII
transaction
Common Stock
Sale
- Transaction value
- $566,135
- Shares
- -4,106
- Change %
- -7.2%
- Price
- $137.88
- Shares after
- 53,195
- Date
- 27 Jul 2023
- Ownership
- Direct
- Footnotes
- F1
PII
transaction
Common Stock
Sale
- Transaction value
- $162,904
- Shares
- -1,187
- Change %
- -2.2%
- Price
- $137.24
- Shares after
- 52,008
- Date
- 27 Jul 2023
- Ownership
- Direct
- Footnotes
- F2
PII
transaction
Common Stock
Sale
- Transaction value
- $4,507,979
- Shares
- -33,594
- Change %
- -65%
- Price
- $134.19
- Shares after
- 18,414
- Date
- 27 Jul 2023
- Ownership
- Direct
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PII
transaction
Derivative
Employee Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -19,237
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 27 Jul 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 19,237
- Exercise price
- $113.01
- Footnotes
- F4
PII
transaction
Derivative
Employee Stock Options (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -13,069
- Change %
- -67%
- Price
- $0.000000
- Shares after
- 6,534
- Date
- 27 Jul 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 13,069
- Exercise price
- $117.37
- Footnotes
- F5
PII
transaction
Derivative
Employee Stock Options (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -6,581
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 13,160
- Date
- 27 Jul 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 6,581
- Exercise price
- $111.32
- Footnotes
- F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Reflects the weighted average price of 4,106 shares of Common Stock sold by the reporting person in multiple transactions on July 27, 2023 with sale prices ranging from $137.42 to $138.41 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Footnote F2
Reflects the weighted average price of 1,187 shares of Common Stock sold by the reporting person in multiple transactions on July 27, 2023 with sale prices ranging from $137.00 to $137.41 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Footnote F3
Reflects the weighted average price of 33,594 shares of Common Stock sold by the reporting person in multiple transactions on July 27, 2023 with sale prices ranging from $134.00 to $134.38 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Footnote F4
The option vests in three equal installments on January 31, 2019, January 31, 2020, and January 31, 2021.
Footnote F5
The option vests in three equal installments on January 27, 2022, January 27, 2023, and January 27, 2024.
Footnote F6
The option vests in three equal installments on January 26, 2023, January 26, 2024, and January 26, 2025.
SEC remarks
The reporting person's February 3, 2023 report inadvertently reported indirectly holding 4,732 shares by ESOP in error.