Key facts
- This page summarizes Robert Waldo's Form 4 filing for StepStone Group Inc. (STEP).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 27 Oct 2021, 18:25.
Robert Waldo - 27 Oct 2021 Form 4 Insider Report for StepStone Group Inc. (STEP)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- STEP
- Reported as of
- 27 Oct 2021
- Net transaction value
- -$57,274
- SEC form
- 4
- Accepted by SEC
- 27 Oct 2021, 18:25:15 UTC
- Prior SEC filing
- 26 Oct 2021
- Next SEC filing
- 12 Apr 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Robert A. Waldo
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Robert Waldo filed Form 4 for StepStone Group Inc. (STEP) on 27 Oct 2021.
Change
- Previous filing in this sequence was filed on 26 Oct 2021.
- Current net transaction value: -$57,274.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
STEP
transaction
Class A Common Stock
Sale
- Transaction value
- $57,274
- Shares
- -1,262
- Change %
- -0.03%
- Price
- $45.38
- Shares after
- 5,018,044
- Date
- 27 Oct 2021
- Ownership
- Direct
- Footnotes
- F1, F2, F3, F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Footnote F2
The reporting person undertakes to provide to StepStone Group Inc., any security holder of StepStone Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
Footnote F3
The price reported in Column 4 is a weighted price. The shares were sold in multiple transactions at prices ranging from $45.11 to 45.76, inclusive.
Footnote F4
25,000 of the Class A Common Stock securities are held of record by the reporting person, who is a member of a "group" with ARG Private Equity, LLC, Argo Holdings, LLC (f/k/a Argonaut Holdings, L.L.C.), Sanford Energy, Inc., George Kaiser, and Steven R. Mitchell.
Footnote F5
The remaining securities are held of record by Argo Holdings, LLC. Argo Holdings, LLC is managed by ARG Private Equity, LLC. Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any.