Michael C. Colby - 30 Dec 2021 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
18 Mar 2022, 19:56:05 UTC
Prior SEC filing
30 Dec 2021
Next SEC filing
14 Feb 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ P. Ryan Langston, as Attorney-in-Fact for Michael C. Colby

Key filing fact

Michael C. Colby filed Form 4 for Goosehead Insurance, Inc. (GSHD) on 18 Mar 2022.

Key facts

  • This page summarizes Michael C. Colby's Form 4 filing for Goosehead Insurance, Inc. (GSHD).
  • 20 reported transactions and 7 derivative rows are listed below.
  • Accepted by SEC: 18 Mar 2022, 19:56.

Change

  • Previous filing in this sequence was filed on 30 Dec 2021.
  • Current net transaction value: -$1,819,812.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GSHD transaction

Class B Common Stock

Conversion of derivative security

Transaction value
$0
Shares
-2,538
Change %
-0.43%
Price
$0.000000
Shares after
592,803
Date
30 Dec 2021
Ownership
By Colby 2014 Family Trust
Footnotes
F1
GSHD transaction

Class A Common Stock

Conversion of derivative security

Transaction value
$0
Shares
+2,538
Change %
+3%
Price
$0.000000
Shares after
85,940
Date
30 Dec 2021
Ownership
By Colby 2014 Family Trust
Footnotes
F1
GSHD transaction

Class A Common Stock

Sale

Transaction value
$245,785
Shares
-1,885
Change %
-2.2%
Price
$130.39
Shares after
84,055
Date
30 Dec 2021
Ownership
By Colby 2014 Family Trust
Footnotes
F1, F2
GSHD transaction

Class A Common Stock

Sale

Transaction value
$85,582
Shares
-652
Change %
-0.78%
Price
$131.26
Shares after
83,402
Date
30 Dec 2021
Ownership
By Colby 2014 Family Trust
Footnotes
F1, F3
GSHD transaction

Class B Common Stock

Conversion of derivative security

Transaction value
$0
Shares
-1,900
Change %
-0.32%
Price
$0.000000
Shares after
590,903
Date
31 Dec 2021
Ownership
By Colby 2014 Family Trust
Footnotes
F1
GSHD transaction

Class A Common Stock

Conversion of derivative security

Transaction value
$0
Shares
+1,900
Change %
+2.3%
Price
$0.000000
Shares after
85,302
Date
31 Dec 2021
Ownership
By Colby 2014 Family Trust
Footnotes
F1
GSHD transaction

Class A Common Stock

Sale

Transaction value
$247,593
Shares
-1,900
Change %
-2.2%
Price
$130.31
Shares after
83,402
Date
31 Dec 2021
Ownership
By Colby 2014 Family Trust
Footnotes
F1, F4
GSHD transaction

Class B Common Stock

Conversion of derivative security

Transaction value
$0
Shares
-9,254
Change %
-1.6%
Price
$0.000000
Shares after
581,649
Date
03 Jan 2022
Ownership
By Colby 2014 Family Trust
Footnotes
F1
GSHD transaction

Class A Common Stock

Conversion of derivative security

Transaction value
$0
Shares
+9,254
Change %
+11%
Price
$0.000000
Shares after
92,656
Date
03 Jan 2022
Ownership
By Colby 2014 Family Trust
Footnotes
F1
GSHD transaction

Class A Common Stock

Sale

Transaction value
$686,498
Shares
-5,269
Change %
-5.7%
Price
$130.29
Shares after
87,387
Date
03 Jan 2022
Ownership
By Colby 2014 Family Trust
Footnotes
F1, F5
GSHD transaction

Class A Common Stock

Sale

Transaction value
$214,246
Shares
-1,629
Change %
-1.9%
Price
$131.52
Shares after
85,758
Date
03 Jan 2022
Ownership
By Colby 2014 Family Trust
Footnotes
F1, F6
GSHD transaction

Class A Common Stock

Sale

Transaction value
$311,487
Shares
-2,356
Change %
-2.7%
Price
$132.21
Shares after
83,402
Date
03 Jan 2022
Ownership
By Colby 2014 Family Trust
Footnotes
F1, F7
GSHD transaction

Class B Common Stock

Conversion of derivative security

Transaction value
$0
Shares
-218
Change %
-0.04%
Price
$0.000000
Shares after
581,431
Date
04 Jan 2022
Ownership
By Colby 2014 Family Trust
Footnotes
F1
GSHD transaction

Class A Common Stock

Conversion of derivative security

Transaction value
$0
Shares
+218
Change %
+0.26%
Price
$0.000000
Shares after
83,620
Date
04 Jan 2022
Ownership
By Colby 2014 Family Trust
Footnotes
F1
GSHD transaction

Class A Common Stock

Sale

Transaction value
$21,007
Shares
-161
Change %
-0.19%
Price
$130.48
Shares after
83,459
Date
04 Jan 2022
Ownership
By Colby 2014 Family Trust
Footnotes
F1, F8
GSHD transaction

Class A Common Stock

Sale

Transaction value
$7,615
Shares
-58
Change %
-0.07%
Price
$131.29
Shares after
83,402
Date
04 Jan 2022
Ownership
By Colby 2014 Family Trust
Footnotes
F1, F9
GSHD holding

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
32,896
Date
30 Dec 2021
Ownership
By Preston Michael Colby 2014 Trust
Footnotes
F1
GSHD holding

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
32,896
Date
30 Dec 2021
Ownership
By Lyla Kate Colby 2014 Trust
Footnotes
F1
GSHD holding

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
386,723
Date
30 Dec 2021
Ownership
Direct
GSHD holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
22,631
Date
30 Dec 2021
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GSHD transaction Derivative

LLC Units in Goosehead Financial, LLC

Conversion of derivative security

Transaction value
$0
Shares
-2,537
Change %
-0.43%
Price
$0.000000
Shares after
592,803
Date
30 Dec 2021
Ownership
By Colby 2014 Family Trust
Underlying class
Class A Common Stock
Underlying amount
2,537
Exercise price
$0.000000
Footnotes
F1, F10
GSHD transaction Derivative

LLC Units in Goosehead Financial, LLC

Conversion of derivative security

Transaction value
$0
Shares
-1,900
Change %
-0.32%
Price
$0.000000
Shares after
590,903
Date
31 Dec 2021
Ownership
By Colby 2014 Family Trust
Underlying class
Class A Common Stock
Underlying amount
1,900
Exercise price
$0.000000
Footnotes
F1, F10
GSHD transaction Derivative

LLC Units in Goosehead Financial, LLC

Conversion of derivative security

Transaction value
$0
Shares
-9,254
Change %
-1.6%
Price
$0.000000
Shares after
581,649
Date
03 Jan 2022
Ownership
By Colby 2014 Family Trust
Underlying class
Class A Common Stock
Underlying amount
9,254
Exercise price
$0.000000
Footnotes
F1, F10
GSHD transaction Derivative

LLC Units in Goosehead Financial, LLC

Conversion of derivative security

Transaction value
$0
Shares
-218
Change %
-0.04%
Price
$0.000000
Shares after
581,431
Date
04 Jan 2022
Ownership
By Colby 2014 Family Trust
Underlying class
Class A Common Stock
Underlying amount
218
Exercise price
$0.000000
Footnotes
F1, F10
GSHD holding Derivative

LLC Units in Goosehead Financial, LLC

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
32,896
Date
30 Dec 2021
Ownership
By Lyla Kate Colby 2014 Trust
Underlying class
Class A Common Stock
Underlying amount
32,896
Exercise price
$0.000000
Footnotes
F1, F10
GSHD holding Derivative

LLC Units in Goosehead Financial, LLC

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
32,896
Date
30 Dec 2021
Ownership
By Preston Michael Colby 2014 Trust
Underlying class
Class A Common Stock
Underlying amount
32,896
Exercise price
$0.000000
Footnotes
F1, F10
GSHD holding Derivative

LLC Units in Goosehead Financial, LLC

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
386,723
Date
30 Dec 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
386,723
Exercise price
$0.000000
Footnotes
F11
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 11 footnotes

Footnote F1

Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.00 to $131.82, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Footnote F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.79, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Footnote F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Footnote F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.00 to $131.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Footnote F7

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.00 to $132.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Footnote F8

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.08 to $131.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Footnote F9

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.25 to $131.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Footnote F10

Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.

Footnote F11

Each LLC Unit, together with a share of Class B Sommon Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

SEC remarks

The sales reported were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on November 22, 2021. These transactions were noted in the remarks to the Forms 4 that were filed by Michael C. Colby on a timely basis on January 3, 2022 and January 5, 2022, and the corresponding indirect holdings of the Colby 2014 Family Trust were also updated.

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